0001216763-19-000021.txt : 20191216 0001216763-19-000021.hdr.sgml : 20191216 20191216180707 ACCESSION NUMBER: 0001216763-19-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191212 FILED AS OF DATE: 20191216 DATE AS OF CHANGE: 20191216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REINHOLD LAWRENCE P CENTRAL INDEX KEY: 0001216763 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13792 FILM NUMBER: 191288247 MAIL ADDRESS: STREET 1: C/O SYSTEMAX INC. STREET 2: 11 HARBOR PARK DRIVE CITY: PORT WASHINGTON STATE: NY ZIP: 11050 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYSTEMAX INC CENTRAL INDEX KEY: 0000945114 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084] IRS NUMBER: 113262067 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 HARBOR PARK DR CITY: PORT WASHINGTON STATE: NY ZIP: 11050 BUSINESS PHONE: 5166087000 MAIL ADDRESS: STREET 1: 11 HARBOR PARK DRIVE CITY: PORT WASHINGTON STATE: NY ZIP: 11050 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL DIRECTMAIL CORP DATE OF NAME CHANGE: 19950509 4 1 wf-form4_157653760866908.xml FORM 4 X0306 4 2019-12-12 0 0000945114 SYSTEMAX INC SYX 0001216763 REINHOLD LAWRENCE P C/O SYSTEMAX INC. 11 HARBOR PARK DRIVE PORT WASHINGTON NY 11050 1 0 0 0 Common Stock 2019-12-12 4 M 0 1257 12 A 162289 D Common Stock 2019-12-12 4 S 0 1257 25 D 161032 D Common Stock 2019-12-13 4 M 0 43856 12 A 204888 D Common Stock 2019-12-13 4 S 0 43856 25 D 161032 D Common Stock 2019-12-13 4 M 0 228 6.65 A 161260 D Common Stock 2019-12-12 4 S 0 228 25 D 161032 D Employee Stock Option (right to buy) 12.0 2019-12-12 4 M 0 1257 0 D 2021-11-14 Common Stock 1257.0 43856 D Employee Stock Option (right to buy) 12.0 2019-12-13 4 M 0 43856 0 D 2021-11-14 Common Stock 43856.0 0 D Employee Stock Option (right to buy) 6.65 2019-12-13 4 M 0 228 0 D 2026-12-14 Common Stock 228.0 99772 D This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person. Cashless exercise of 1,257 options and immediate sale of 1,257 shares of common stock through broker of an award granted on granted on November 14, 2011. The amount of non-derivative securities beneficially owned following the reported transactions are 161,032, which includes: the January 7, 2019 grant of 849 Restricted Stock Units, the June 3, 2019 grant of 1,839 Restricted Stock Units and 158,344 shares of common stock. The options granted on November 14, 2011 have a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person. Cashless exercise of 43,856 options and immediate sale of 43,856 shares of common stock through broker of an award granted on granted on November 14, 2011. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person. Cashless exercise of 228 options and immediate sale of 228 shares of common stock through broker of an award granted on granted on December 14, 2016. The options granted on December 14, 2016 have a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date. /s/ Lawrence Reinhold 2019-12-16