0001140361-11-035936.txt : 20110706
0001140361-11-035936.hdr.sgml : 20110706
20110706171405
ACCESSION NUMBER: 0001140361-11-035936
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110701
FILED AS OF DATE: 20110706
DATE AS OF CHANGE: 20110706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quattrini Richard J
CENTRAL INDEX KEY: 0001469745
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26226
FILM NUMBER: 11954103
MAIL ADDRESS:
STREET 1: 901 CAMPISI WAY
STREET 2: SUITE 260
CITY: CAMPBELL
STATE: CA
ZIP: 95008
FORMER NAME:
FORMER CONFORMED NAME: QUATTRINI RICH
DATE OF NAME CHANGE: 20090806
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EnergyConnect Group Inc
CENTRAL INDEX KEY: 0000944947
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 930935149
STATE OF INCORPORATION: OR
FISCAL YEAR END: 0102
BUSINESS ADDRESS:
STREET 1: 5335 SW MEADOWS ROAD
STREET 2: SUITE 325
CITY: LAKE OSWEGO
STATE: OR
ZIP: 97035
BUSINESS PHONE: 8664887642
MAIL ADDRESS:
STREET 1: 5335 SW MEADOWS ROAD
STREET 2: SUITE 325
CITY: LAKE OSWEGO
STATE: OR
ZIP: 97035
FORMER COMPANY:
FORMER CONFORMED NAME: MICROFIELD GROUP INC
DATE OF NAME CHANGE: 20030519
FORMER COMPANY:
FORMER CONFORMED NAME: MICROFIELD GRAPHICS INC /OR
DATE OF NAME CHANGE: 19950504
4
1
doc1.xml
FORM 4
X0303
4
2011-07-01
1
0000944947
EnergyConnect Group Inc
ECNG
0001469745
Quattrini Richard J
901 CAMPISI WAY, SUITE 260
CAMPBELL
CA
95008
0
1
0
0
VP Marketing & Business Dev.
Common Stock
2011-07-01
4
D
0
250000
0.2253
A
0
D
Common Stock Option
0.05
2011-07-01
4
D
0
75000
0.1753
D
2010-03-06
2019-03-06
Common Stock
75000
0
D
Common Stock Option
0.05
2011-07-01
4
D
0
555682
0.1753
D
2019-03-06
Common Stock
555682
0
D
Disposed of in exchange for a cash payment of $0.2253 per share pursuant to the merger agreement dated March 2, 2011 by and between the issuer, Johnson Controls Holding Company, Inc. and Eureka, Inc. (the "Merger").
The vesting of this option, which provided for vesting over a four year period commencing with 1/4th of the total shares vesting on the 12 month anniversary of the date of grant and 1/36th vesting each month thereafter, was accelerated in full as a result of the Merger.
This option was canceled in the Merger in exchange for a cash payment of $13,147.50 representing the difference between the exercise price of the option and the Merger consideration of $0.2253 per share.
This option was canceled in the Merger in exchange for a cash payment of $97,411.05 representing the difference between the exercise price of the option and the Merger consideration of $0.2253 per share.
/s/ Kevin R. Evans, Attorney-in-Fact for Richard Quattrini
2011-07-06