0001140361-11-035928.txt : 20110706 0001140361-11-035928.hdr.sgml : 20110706 20110706170503 ACCESSION NUMBER: 0001140361-11-035928 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110701 FILED AS OF DATE: 20110706 DATE AS OF CHANGE: 20110706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Evans Kevin R CENTRAL INDEX KEY: 0001453664 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26226 FILM NUMBER: 11954009 MAIL ADDRESS: STREET 1: 901 CAMPISI WAY STREET 2: SUITE 260 CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnergyConnect Group Inc CENTRAL INDEX KEY: 0000944947 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 930935149 STATE OF INCORPORATION: OR FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 5335 SW MEADOWS ROAD STREET 2: SUITE 325 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 BUSINESS PHONE: 8664887642 MAIL ADDRESS: STREET 1: 5335 SW MEADOWS ROAD STREET 2: SUITE 325 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 FORMER COMPANY: FORMER CONFORMED NAME: MICROFIELD GROUP INC DATE OF NAME CHANGE: 20030519 FORMER COMPANY: FORMER CONFORMED NAME: MICROFIELD GRAPHICS INC /OR DATE OF NAME CHANGE: 19950504 4 1 doc1.xml FORM 4 X0303 4 2011-07-01 1 0000944947 EnergyConnect Group Inc ECNG 0001453664 Evans Kevin R 901 CAMPISI WAY, SUITE 260 CAMPBELL CA 95008 1 1 0 0 CEO and President Common Stock 2011-07-01 4 D 0 1500000 0.2253 D 0 D Common Stock Option 0.12 2011-07-01 4 D 0 4000000 .1053 A 2014-01-05 Common Stock 4000000 0 D Common Stock Option .05 2011-07-01 4 D 0 500000 0.1753 A 2010-03-06 2019-03-06 Common Stock 500000 0 D Disposed of in exchange for a cash payment of $0.2253 per share pursuant to the merger agreement dated March 2, 2011 by and between the issuer, Johnson Controls Holding Company, Inc. and Eureka, Inc. (the "Merger"). The vesting of this option, which provided for vesting over a four year period commencing with 1/4th of the total shares vesting on the 12 month anniversary of the date of grant and 1/36th vesting each month thereafter, was accelerated in full as a result of the Merger. This option was canceled in the Merger in exchange for a cash payment of $421,200 representing the difference between the exercise price of the option and the Merger consideration of $0.2253 per share. This option was canceled in the Merger in exchange for a cash payment of $87,650 representing the difference between the exercise price of the option and the Merger consideration of $0.2253 per share. /s/ Kevin R. Evans 2011-07-06