-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AIOqzXo4oqiP0yPYe8EJlMguo1sYvparaqdotgB+9vRTOJeus3uCaN6f+NgNIgE0 shumxQiL4i3AR1NFF4Nr7w== 0001140361-10-043365.txt : 20101103 0001140361-10-043365.hdr.sgml : 20101103 20101103154158 ACCESSION NUMBER: 0001140361-10-043365 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100102 FILED AS OF DATE: 20101103 DATE AS OF CHANGE: 20101103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quattrini Richard J CENTRAL INDEX KEY: 0001469745 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26226 FILM NUMBER: 101161305 MAIL ADDRESS: STREET 1: 901 CAMPISI WAY STREET 2: SUITE 260 CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER NAME: FORMER CONFORMED NAME: QUATTRINI RICH DATE OF NAME CHANGE: 20090806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnergyConnect Group Inc CENTRAL INDEX KEY: 0000944947 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 930935149 STATE OF INCORPORATION: OR FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 5335 SW MEADOWS ROAD STREET 2: SUITE 325 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 BUSINESS PHONE: 8664887642 MAIL ADDRESS: STREET 1: 5335 SW MEADOWS ROAD STREET 2: SUITE 325 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 FORMER COMPANY: FORMER CONFORMED NAME: MICROFIELD GROUP INC DATE OF NAME CHANGE: 20030519 FORMER COMPANY: FORMER CONFORMED NAME: MICROFIELD GRAPHICS INC /OR DATE OF NAME CHANGE: 19950504 5 1 doc1.xml FORM 5 X0303 5 2010-01-02 0 1 1 0000944947 EnergyConnect Group Inc ECNG.OB 0001469745 Quattrini Richard J 901 CAMPISI WAY, SUITE 260 CAMPBELL CA 95008 0 1 0 0 VP Marketing & Business Dev. Common Stock 3 0 D Common Stock Option 0.82 3 2012-06-04 Common Stock 100000 100000 D Common Stock Option 0.94 3 2012-11-29 Common Stock 100000 100000 D Common Stock Option 0.05 2009-03-06 4 A 0 L 555682 0 A 2019-03-06 Common Stock 555682 555682 D Common Stock Option 0.05 2009-03-06 4 A 0 L 75000 0 A 2019-03-06 Common Stock 75000 75000 D The Reporting Person became a Section 16 officer effective January 4, 2009, the beginning of EnergyConnect Group, Inc's 2009 fiscal year and did not beneficially hold any common stock of EnergyConnect Group, Inc. at that time. 1/4th of the total shares covered by the option vest on the 12 month anniversary of the date of grant and 1/36th of the remaining unvested shares vest each month thereafter. 1/12th of the total shares covered by the option vest each month. /s/ Richard J. Quattrini 2010-11-02 -----END PRIVACY-ENHANCED MESSAGE-----