-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ATbc0ZZ4rPUVHXaGhCfXztucl1HZ99nAQ5NCNrKKi39u4EMHJO4/ZxHktMuTSAVg YLVDf5VH25ljyx4EBYtkug== 0001140361-10-043359.txt : 20101103 0001140361-10-043359.hdr.sgml : 20101103 20101103150933 ACCESSION NUMBER: 0001140361-10-043359 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100102 FILED AS OF DATE: 20101103 DATE AS OF CHANGE: 20101103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARNER ANDREW CENTRAL INDEX KEY: 0001250420 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26226 FILM NUMBER: 101161176 MAIL ADDRESS: STREET 1: 901 CAMPISI WAY STREET 2: SUITE 260 CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnergyConnect Group Inc CENTRAL INDEX KEY: 0000944947 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 930935149 STATE OF INCORPORATION: OR FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 5335 SW MEADOWS ROAD STREET 2: SUITE 325 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 BUSINESS PHONE: 8664887642 MAIL ADDRESS: STREET 1: 5335 SW MEADOWS ROAD STREET 2: SUITE 325 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 FORMER COMPANY: FORMER CONFORMED NAME: MICROFIELD GROUP INC DATE OF NAME CHANGE: 20030519 FORMER COMPANY: FORMER CONFORMED NAME: MICROFIELD GRAPHICS INC /OR DATE OF NAME CHANGE: 19950504 5 1 doc1.xml FORM 5 X0303 5 2010-01-02 0 0 1 0000944947 EnergyConnect Group Inc ECNG.OB 0001250420 WARNER ANDREW 901 CAMPISI WAY, SUITE 260 CAMPBELL CA 95008 0 1 0 0 Chief Financial Officer Common Stock Option 0.06 2009-08-03 4 A 0 L 750000 0 A 2019-08-03 Common Stock 750000 750000 D Common Stock Option 0.066 2009-09-17 4 A 0 L 200000 0 A 2019-09-17 Common Stock 200000 200000 D This option was reported previously on the Reporting Person's Form 3 filed on August 7, 2009, but should have been reported on a Form 4 reflecting an August 3, 2009 transaction date. 1/4th of the total shares covered by the option vest on the 12 month anniversary of the date of grant and 1/36th of the remaining unvested shares vest each month thereafter. /s/ Andrew Warner 2010-11-02 -----END PRIVACY-ENHANCED MESSAGE-----