0000919574-19-001868.txt : 20190215
0000919574-19-001868.hdr.sgml : 20190215
20190215181556
ACCESSION NUMBER: 0000919574-19-001868
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190213
FILED AS OF DATE: 20190215
DATE AS OF CHANGE: 20190215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JACOBS ASSET MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001351063
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36638
FILM NUMBER: 19612771
BUSINESS ADDRESS:
STREET 1: 11 EAST 26TH STREET, SUITE 1900
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 212-271-5126
MAIL ADDRESS:
STREET 1: 11 EAST 26TH STREET, SUITE 1900
CITY: NEW YORK
STATE: NY
ZIP: 10010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAM Managers, LLC
CENTRAL INDEX KEY: 0001760887
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36638
FILM NUMBER: 19612772
BUSINESS ADDRESS:
STREET 1: 11 EAST 26TH STREET
STREET 2: SUITE 1900
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 212-271-5526
MAIL ADDRESS:
STREET 1: 11 EAST 26TH STREET
STREET 2: SUITE 1900
CITY: NEW YORK
STATE: NY
ZIP: 10010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAM PARTNERS, L.P.
CENTRAL INDEX KEY: 0000944774
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36638
FILM NUMBER: 19612773
BUSINESS ADDRESS:
STREET 1: JAM MANAGERS L.L.C.
STREET 2: 11 EAST 26TH STREET, SUITE 1900
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 212-271-5526
MAIL ADDRESS:
STREET 1: JAM MANAGERS L.L.C.
STREET 2: 11 EAST 26TH STREET, SUITE 1900
CITY: NEW YORK
STATE: NY
ZIP: 10010
FORMER NAME:
FORMER CONFORMED NAME: JAM PARTNERS LP
DATE OF NAME CHANGE: 19970131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JACOBS SY
CENTRAL INDEX KEY: 0001166408
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36638
FILM NUMBER: 19612774
MAIL ADDRESS:
STREET 1: 11 EAST 26TH STREET, SUITE 1900
CITY: NEW YORK
STATE: NY
ZIP: 10010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MEDLEY MANAGEMENT INC.
CENTRAL INDEX KEY: 0001611110
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE, 6TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2127590777
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE, 6TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
ownership.xml
X0306
4
2019-02-13
0
0001611110
MEDLEY MANAGEMENT INC.
MDLY
0001351063
JACOBS ASSET MANAGEMENT, LLC
11 EAST 26TH STREET
SUITE 1900
NEW YORK
NY
10010
0
0
1
0
0001760887
JAM Managers, LLC
11 EAST 26TH STREET
SUITE 1900
NEW YORK
NY
10010
0
0
1
0
0000944774
JAM PARTNERS, L.P.
11 EAST 26TH STREET
SUITE 1900
NEW YORK
NY
10010
0
0
1
0
0001166408
JACOBS SY
11 EAST 26TH STREET
SUITE 1900
NEW YORK
NY
10010
0
0
1
0
Class A Common Stock, $.01 par value
2019-02-13
4
S
0
396
4.05
D
674726
I
See Footnote
Class A Common Stock, $.01 par value
2019-02-14
4
S
0
1000
4.05
D
673726
I
See Footnote
Class A Common Stock, $.01 par value
2019-02-15
4
S
0
10412
4.05
D
663314
I
See Footnote
The securities are held in account(s) managed indirectly by Jacobs Asset Management, LLC (the "Reporting Person"). The Reporting Person disclaims beneficial ownership in the account(s) except to the extent of his pecuniary interest, if any therein.
The securities are held in the account of JAM Partners, L.P. and may be deemed to be indirectly beneficially owned by the Reporting Person, because it serves as the investment manager to such account(s), by JAM Managers, LLC, as the General Partner of JAM Partners, L.P. and Sy Jacobs, as the Managing Member of the Reporting Person. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Jacobs Asset Management, LLC, By: /s/ Sy Jacobs, Managing Member
2019-02-15
JAM Managers, LLC, By: /s/ Sy Jacobs, Managing Member
2019-02-15
JAM Partners, L.P., By: /s/ Sy Jacobs, Managing Member of the General Partner
2019-02-15
/s/ Sy Jacobs
2019-02-15