0000919574-18-008220.txt : 20181231 0000919574-18-008220.hdr.sgml : 20181231 20181231165757 ACCESSION NUMBER: 0000919574-18-008220 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181227 FILED AS OF DATE: 20181231 DATE AS OF CHANGE: 20181231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACOBS SY CENTRAL INDEX KEY: 0001166408 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36638 FILM NUMBER: 181260221 MAIL ADDRESS: STREET 1: 11 EAST 26TH STREET, SUITE 1900 CITY: NEW YORK STATE: NY ZIP: 10010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAM PARTNERS, L.P. CENTRAL INDEX KEY: 0000944774 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36638 FILM NUMBER: 181260222 BUSINESS ADDRESS: STREET 1: JAM MANAGERS L.L.C. STREET 2: 11 EAST 26TH STREET, SUITE 1900 CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-271-5526 MAIL ADDRESS: STREET 1: JAM MANAGERS L.L.C. STREET 2: 11 EAST 26TH STREET, SUITE 1900 CITY: NEW YORK STATE: NY ZIP: 10010 FORMER NAME: FORMER CONFORMED NAME: JAM PARTNERS LP DATE OF NAME CHANGE: 19970131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAM Managers, LLC CENTRAL INDEX KEY: 0001760887 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36638 FILM NUMBER: 181260223 BUSINESS ADDRESS: STREET 1: 11 EAST 26TH STREET STREET 2: SUITE 1900 CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-271-5526 MAIL ADDRESS: STREET 1: 11 EAST 26TH STREET STREET 2: SUITE 1900 CITY: NEW YORK STATE: NY ZIP: 10010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACOBS ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001351063 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36638 FILM NUMBER: 181260224 BUSINESS ADDRESS: STREET 1: 11 EAST 26TH STREET, SUITE 1900 CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-271-5126 MAIL ADDRESS: STREET 1: 11 EAST 26TH STREET, SUITE 1900 CITY: NEW YORK STATE: NY ZIP: 10010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDLEY MANAGEMENT INC. CENTRAL INDEX KEY: 0001611110 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE, 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2127590777 MAIL ADDRESS: STREET 1: 280 PARK AVENUE, 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10017 4 1 ownership.xml X0306 4 2018-12-27 0 0001611110 MEDLEY MANAGEMENT INC. MDLY 0001351063 JACOBS ASSET MANAGEMENT, LLC 11 EAST 26TH STREET SUITE 1900 NEW YORK NY 10010 0 0 1 0 0001760887 JAM Managers, LLC 11 EAST 26TH STREET SUITE 1900 NEW YORK NY 10010 0 0 1 0 0000944774 JAM PARTNERS, L.P. 11 EAST 26TH STREET SUITE 1900 NEW YORK NY 10010 0 0 1 0 0001166408 JACOBS SY 11 EAST 26TH STREET SUITE 1900 NEW YORK NY 10010 0 0 1 0 Class A Common Stock, $.01 par value 2018-12-27 4 P 0 24354 3.79 A 719769 I See Footnote Class A Common Stock, $.01 par value 2018-12-28 4 P 0 23700 3.89 A 743469 I See Footnote Class A Common Stock, $.01 par value 2018-12-31 4 P 0 6400 3.84 A 749869 I See Footnote The securities are held in account(s) managed indirectly by Jacobs Asset Management, LLC (the "Reporting Person"). The Reporting Person disclaims beneficial ownership in the account(s) except to the extent of his pecuniary interest, if any therein. The securities are held in the account of JAM Partners, L.P. and may be deemed to be indirectly beneficially owned by the Reporting Person, because it serves as the investment manager to such account(s), by JAM Managers, LLC, as the General Partner of JAM Partners, L.P. and Sy Jacobs, as the Managing Member of the Reporting Person. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Jacobs Asset Management, LLC, By: /s/ Sy Jacobs, Managing Member 2018-12-31 JAM Managers, LLC, By: /s/ Sy Jacobs, Managing Member 2018-12-31 JAM Partners, L.P., By: /s/ Sy Jacobs, Managing Member of the General Partner 2018-12-31 /s/ Sy Jacobs 2018-12-31