0000944695-19-000211.txt : 20191231 0000944695-19-000211.hdr.sgml : 20191231 20191231153033 ACCESSION NUMBER: 0000944695-19-000211 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191227 FILED AS OF DATE: 20191231 DATE AS OF CHANGE: 20191231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roche John C CENTRAL INDEX KEY: 0001428157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13754 FILM NUMBER: 191319364 MAIL ADDRESS: STREET 1: C/O THE HANOVER INSURANCE GROUP, INC. STREET 2: 440 LINCOLN STREET CITY: WORCESTER STATE: MA ZIP: 01653 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANOVER INSURANCE GROUP, INC. CENTRAL INDEX KEY: 0000944695 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 043263626 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 440 LINCOLN ST CITY: WORCESTER STATE: MA ZIP: 01653 BUSINESS PHONE: 5088551000 MAIL ADDRESS: STREET 1: 440 LINCOLN ST CITY: WORCESTER STATE: MA ZIP: 01653 FORMER COMPANY: FORMER CONFORMED NAME: ALLMERICA FINANCIAL CORP DATE OF NAME CHANGE: 19950501 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-12-27 0000944695 HANOVER INSURANCE GROUP, INC. THG 0001428157 Roche John C C/O THE HANOVER INSURANCE GROUP, INC. 440 LINCOLN STREET WORCESTER MA 01653 1 1 0 0 President and CEO Common Stock 2019-12-27 4 A 0 127.569 0 A 33621.324 D Common Stock Option (right to buy) 34.66 2022-01-20 Common Stock 11684 11684 D Common Stock Option (right to buy) 40.01 2023-02-26 Common Stock 21774 21774 D Common Stock Option (right to buy) 54.61 2024-02-19 Common Stock 22305 22305 D Common Stock Option (right to buy) 66.14 2025-02-27 Common Stock 22943 22943 D Common Stock Option (right to buy) 77.91 2026-02-23 Common Stock 21413 21413 D Common Stock Option (right to buy) 85.87 2027-02-24 Common Stock 27292 27292 D Common Stock Option (right to buy) 104.11 2028-02-27 Common Stock 72078 72078 D Common Stock Option (right to buy) 117.22 2029-03-05 Common Stock 36539 36539 D Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units originally granted on March 5, 2019 as a result of the payment of a $2.50 special dividend on December 27, 2019 to all shareholders of record on December 16, 2019 (the "Special Dividend") and the payment of the company's regular quarterly dividend on the same date. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units. Includes 23 shares acquired by an automatic adjustment to previously granted time-based restricted stock unit awards on December 13, 2019 pursuant to the terms specified in the awards to reflect the Special Dividend. Does not include 7,652 shares held indirectly by the Reporting Person's spouse. Option award previously granted by the Issuer on January 20, 2012. On December 13, 2019, pursuant to the terms specified in the award, the exercise price of this award was automatically adjusted from $35.29 to $34.66, and the number of remaining shares underlying the award was automatically adjusted from 11,474 to 11,684 to reflect the Special Dividend. The award vested 50% on the third anniversary of the date of grant, and the remaining 50% vested on the fourth anniversary of the date of grant. Option award previously granted by the Issuer on February 26, 2013. On December 13, 2019, pursuant to the terms specified in the award, the exercise price of this award was automatically adjusted from $40.74 to $40.01, and the number of shares underlying the award was automatically adjusted from 21,383 to 21,774 to reflect the Special Dividend. A third of the award vested on each of the first three anniversaries of the date of grant. Option award previously granted by the Issuer on February 19, 2014. On December 13, 2019, pursuant to the terms specified in the award, the exercise price of this award was automatically adjusted from $55.60 to $54.61, and the number of shares underlying the award was automatically adjusted from 21,905 to 22,305 to reflect the Special Dividend. Option award previously granted by the Issuer on February 27, 2015. On December 13, 2019, pursuant to the terms specified in the award, the exercise price of this award was automatically adjusted from $67.34 to $66.14, and the number of shares underlying the award was automatically adjusted from 22,531 to 22,943 to reflect the Special Dividend. Option award previously granted by the Issuer on February 23, 2016. On December 13, 2019, pursuant to the terms specified in the award, the exercise price of this award was automatically adjusted from $79.33 to $77.91, and the number of shares underlying the award was automatically adjusted from 21,029 to 21,413 to reflect the Special Dividend. Option award previously granted by the Issuer on February 24, 2017. On December 13, 2019, pursuant to the terms specified in the award, the exercise price of this award was automatically adjusted from $87.43 to $85.87, and the number of shares underlying the award was automatically adjusted from 26,802 to 27,292 to reflect the Special Dividend. A third of the award vested on each of the first two anniversaries of the date of grant, and the remaining third will vest on the third anniversary of the date of grant. Option award previously granted by the Issuer on February 27, 2018. On December 13, 2019, pursuant to the terms specified in the award, the exercise price of this award was automatically adjusted from $106.01 to $104.11, and the number of shares underlying the award was automatically adjusted from 70,784 to 72,078 to reflect the Special Dividend. A third of the award vested on the first anniversary of the date of grant, and an additional third will vest on each of the second and third anniversaries of the date of grant. Option award previously granted by the Issuer on March 5, 2019. On December 13, 2019, pursuant to the terms specified in the award, the exercise price of this award was automatically adjusted from $119.36 to $117.22, and the number of shares underlying the award was automatically adjusted from 35,883 to 36,539 to reflect the Special Dividend. A third of the award will vest on each of the first three anniversaries of the date of grant. /s/ Matthew R. Frascella pursuant to Confirming Statement 2019-12-31