0000944695-19-000166.txt : 20190826 0000944695-19-000166.hdr.sgml : 20190826 20190826163710 ACCESSION NUMBER: 0000944695-19-000166 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190823 FILED AS OF DATE: 20190826 DATE AS OF CHANGE: 20190826 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roche John C CENTRAL INDEX KEY: 0001428157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13754 FILM NUMBER: 191053349 MAIL ADDRESS: STREET 1: C/O THE HANOVER INSURANCE GROUP, INC. STREET 2: 440 LINCOLN STREET CITY: WORCESTER STATE: MA ZIP: 01653 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANOVER INSURANCE GROUP, INC. CENTRAL INDEX KEY: 0000944695 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 043263626 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 440 LINCOLN ST CITY: WORCESTER STATE: MA ZIP: 01653 BUSINESS PHONE: 5088551000 MAIL ADDRESS: STREET 1: 440 LINCOLN ST CITY: WORCESTER STATE: MA ZIP: 01653 FORMER COMPANY: FORMER CONFORMED NAME: ALLMERICA FINANCIAL CORP DATE OF NAME CHANGE: 19950501 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-08-23 0000944695 HANOVER INSURANCE GROUP, INC. THG 0001428157 Roche John C C/O THE HANOVER INSURANCE GROUP, INC. 440 LINCOLN STREET WORCESTER MA 01653 1 1 0 0 President and CEO Common Stock 2019-08-23 5 G 0 765 0 D 36317.222 D Common Stock 2019-08-23 4 M 0 13039 44.56 A 49356.222 D Common Stock 2019-08-23 4 F 0 8258 130.86 D 41098.222 D Common Stock 2019-08-26 5 J 0 7652 0 D 33446.222 D Common Stock 2019-08-26 5 J 0 7652 0 A 7652 I By Spouse Common Stock Option (right to buy) 44.56 2019-08-23 4 M 0 13039 0 D 2021-02-28 Common Stock 13039 0 D Charitable gift of shares. Mr. Roche "net exercised" 13,039 options. The options were granted to Mr. Roche in 2011, and were scheduled to expire ten years after issuance. A total of 8,258 shares were withheld by the Company to satisfy the exercise price and taxes associated with the exercise, resulting in a net issuance of 4,781 shares to, and held by, Mr. Roche. Change of ownership from direct to indirect as a result of a transfer of shares to his spouse for estate planning purposes. The option vested 50% on 2/28/14, and the remaining 50% vested on 2/28/15. /s/ Matthew R. Frascella pursuant to Confirming Statement 2019-08-26