0001969171-23-000020.txt : 20231201 0001969171-23-000020.hdr.sgml : 20231201 20231201160817 ACCESSION NUMBER: 0001969171-23-000020 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231201 DATE AS OF CHANGE: 20231201 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SOCKET MOBILE, INC. CENTRAL INDEX KEY: 0000944075 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 943155066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-13810 FILM NUMBER: 231459572 BUSINESS ADDRESS: STREET 1: 40675 ENCYCLOPEDIA CIRCLE CITY: FREMONT STATE: CA ZIP: 94538-2475 BUSINESS PHONE: 5109333000 MAIL ADDRESS: STREET 1: 40675 ENCYCLOPEDIA CIRCLE CITY: FREMONT STATE: CA ZIP: 94538-2475 FORMER COMPANY: FORMER CONFORMED NAME: SOCKET COMMUNICATIONS INC DATE OF NAME CHANGE: 19950418 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: MILLS KEVIN J CENTRAL INDEX KEY: 0001192160 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 40675 ENCYCLOPEDIA CIR. CITY: FREMONT STATE: CA ZIP: 94538 144 1 primary_doc.xml 144 0001192160 XXXXXXXX LIVE 0000944075 SOCKET MOBILE, INC. 001-13810 40675 ENCYCLOPEDIA CIRCLE FREMONT CA 94538-2475 5109333000 MILLS KEVIN J Officer Director Common Ameriprise Financial

2865 Ameriprise Financial Center Minneapolis MN 55474

8459 11504.24 7323121 12/01/2023 NASDAQ Common 12/14/1999 Purchase N/A N 30 12/14/1999 Cash Common 01/05/2000 Purchase N/A N 470 01/05/2000 Cash Common 01/05/2000 Purchase N/A N 1458 01/05/2000 Cash Common 12/11/2003 Purchase N/A N 400 12/11/2003 Cash Common 05/16/2008 Purchase N/A N 2385 05/16/2008 Cash Common 12/02/2016 Purchase N/A N 1940 12/02/2016 Cash Common 03/01/2021 Stock Award Socket Mobile Inc N 1776 03/01/2021 Compensation Y Sale being made is part of 10B5-1 plan Shares to be sold over multiple days 12/01/2023 05/22/2023 /s/ Alexander Meginnes as a duly authorized representative of Ameriprise Financial Inc, as attorney-in-fact for Kevin Mills