0000944075-23-000037.txt : 20230530
0000944075-23-000037.hdr.sgml : 20230530
20230530170614
ACCESSION NUMBER: 0000944075-23-000037
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230526
FILED AS OF DATE: 20230530
DATE AS OF CHANGE: 20230530
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MILLS KEVIN J
CENTRAL INDEX KEY: 0001192160
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13810
FILM NUMBER: 23977555
MAIL ADDRESS:
STREET 1: 40675 ENCYCLOPEDIA CIR.
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOCKET MOBILE, INC.
CENTRAL INDEX KEY: 0000944075
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 943155066
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40675 ENCYCLOPEDIA CIRCLE
CITY: FREMONT
STATE: CA
ZIP: 94538-2475
BUSINESS PHONE: 5109333000
MAIL ADDRESS:
STREET 1: 40675 ENCYCLOPEDIA CIRCLE
CITY: FREMONT
STATE: CA
ZIP: 94538-2475
FORMER COMPANY:
FORMER CONFORMED NAME: SOCKET COMMUNICATIONS INC
DATE OF NAME CHANGE: 19950418
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0407
4
2023-05-26
0
0000944075
SOCKET MOBILE, INC.
SCKT
0001192160
MILLS KEVIN J
40675 ENCYCLOPEDIA CIR.
FREMONT
CA
94538
1
1
1
0
President and CEO
0
Common Stock
2023-05-26
4
M
0
20000
0.95
A
203666
D
Common Stock
2023-05-26
4
M
0
5000
1.89
A
208666
D
Common Stock
2023-05-26
4
M
0
20000
2.27
A
228666
D
Common Stock
2023-05-26
4
M
0
40000
1.9
A
268666
D
Subordinated Convertible Note
1.34
2023-05-26
4
P
0
373133
500000
A
Common Stock
373133
492996
D
Common Stock Option
0.95
2023-05-26
4
M
0
20000
0
D
2024-03-01
Common
20000
213975
D
Common Stock Option
1.89
2023-05-26
4
M
0
5000
0
D
2024-06-02
Common
5000
208975
D
Common Stock Option
2.27
2023-05-26
4
M
0
20000
0
D
2025-03-01
Common
20000
188975
D
Common Stock Option
1.9
2023-05-26
4
M
0
40000
0
D
2029-04-01
Common
40000
148975
D
The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, on or after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.
Monthly vesting.
Kevin Mills
2023-05-30