0000944075-23-000037.txt : 20230530 0000944075-23-000037.hdr.sgml : 20230530 20230530170614 ACCESSION NUMBER: 0000944075-23-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230526 FILED AS OF DATE: 20230530 DATE AS OF CHANGE: 20230530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLS KEVIN J CENTRAL INDEX KEY: 0001192160 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13810 FILM NUMBER: 23977555 MAIL ADDRESS: STREET 1: 40675 ENCYCLOPEDIA CIR. CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOCKET MOBILE, INC. CENTRAL INDEX KEY: 0000944075 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 943155066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40675 ENCYCLOPEDIA CIRCLE CITY: FREMONT STATE: CA ZIP: 94538-2475 BUSINESS PHONE: 5109333000 MAIL ADDRESS: STREET 1: 40675 ENCYCLOPEDIA CIRCLE CITY: FREMONT STATE: CA ZIP: 94538-2475 FORMER COMPANY: FORMER CONFORMED NAME: SOCKET COMMUNICATIONS INC DATE OF NAME CHANGE: 19950418 4 1 primary_doc.xml PRIMARY DOCUMENT X0407 4 2023-05-26 0 0000944075 SOCKET MOBILE, INC. SCKT 0001192160 MILLS KEVIN J 40675 ENCYCLOPEDIA CIR. FREMONT CA 94538 1 1 1 0 President and CEO 0 Common Stock 2023-05-26 4 M 0 20000 0.95 A 203666 D Common Stock 2023-05-26 4 M 0 5000 1.89 A 208666 D Common Stock 2023-05-26 4 M 0 20000 2.27 A 228666 D Common Stock 2023-05-26 4 M 0 40000 1.9 A 268666 D Subordinated Convertible Note 1.34 2023-05-26 4 P 0 373133 500000 A Common Stock 373133 492996 D Common Stock Option 0.95 2023-05-26 4 M 0 20000 0 D 2024-03-01 Common 20000 213975 D Common Stock Option 1.89 2023-05-26 4 M 0 5000 0 D 2024-06-02 Common 5000 208975 D Common Stock Option 2.27 2023-05-26 4 M 0 20000 0 D 2025-03-01 Common 20000 188975 D Common Stock Option 1.9 2023-05-26 4 M 0 40000 0 D 2029-04-01 Common 40000 148975 D The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, on or after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash. Monthly vesting. Kevin Mills 2023-05-30