UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
CURRENT REPORT
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Item 5.07 Submission of Matters to a Vote of Security Holders
On June 15, 2022, Socket Mobile, Inc. (the “Company”) held its virtual 2022 Annual Meeting of Stockholders for the following purposes:
Item 1 To elect seven directors to serve until their respective successors are elected;
Item 2 Advisory vote on executive compensation policies and practices as described in the annual meeting proxy;
Item 3 To amend the 2004 Equity Incentive Plan to extend its term for ten years to April 23, 2034.
Item 4 To ratify the appointment of Sadler, Gibb & Associates LLC as independent registered public accountants of the Company for the fiscal year ending December 31, 2022.
Only stockholders of record at the close of business on April 22, 2022 were entitled to notice of and to vote at the meeting. At the Record Date, 7,975,071 shares of Common Stock were issued and outstanding and each share of Common Stock was entitled to one vote. The Company had no other class of voting securities outstanding and entitled to vote at the meeting. A total of 4,936,869 shares or 61.9% of total shares outstanding were voted representing a quorum of stockholders entitled to vote at the meeting for the transaction of business.
RESULTS OF THE STOCKHOLDER VOTE:
Item 1 Election of Directors
| Name | Votes For | Votes Withheld | Outcome |
| 1. Charlie Bass | 2,884,249 | 346,320 | Elected |
| 2. Kevin J. Mills | 2,989,748 | 240,821 | Elected |
| 3. David W. Dunlap | 3,029,180 | 201,389 | Elected |
| 4. Brenton Earl MacDonald | 3,079,301 | 151,268 | Elected |
| 5. Bill Parnell | 3,079,718 | 150,851 | Elected |
| 6. Ivan Lazarev | 3,079,007 | 151,562 | Elected |
| 7, Lynn Zhao | 2,989,854 | 240,712 | Elected |
Item 2. Advisory vote on executive compensation policies as described in the annual meeting proxy
| Votes For | Votes Against | Votes Abstained | Outcome |
| 3,049,097 | 116,502 | 64,970 | Approved with an affirmative vote of 94.4% of votes cast |
Item 3. Extension of the term of 2004 Equity Incentive Plan to April 23, 2034
| Votes For | Votes Against | Votes Abstained | Outcome |
| 2,743,904 | 450,319 | 36,346 | Approved with an affirmative vote of 84.9% of votes cast |
Item 4. Ratification of Sadler, Gibb & Associates LLC as Independent Public Accountants for Fiscal Year 2022
| Votes For | Votes Against | Votes Abstained | Outcome |
| 4,903,751 | 12,528 | 20,590 | Approved with an affirmative vote of 99.3% of votes cast |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SOCKET MOBILE, INC. | |||
| By: | /s/ Lynn Zhao | ||
Name: Lynn Zhao Chief Financial Officer | |||
Date: June 15, 2022