0000944075-21-000017.txt : 20210304
0000944075-21-000017.hdr.sgml : 20210304
20210304161001
ACCESSION NUMBER: 0000944075-21-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210302
FILED AS OF DATE: 20210304
DATE AS OF CHANGE: 20210304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OTT LEONARD L
CENTRAL INDEX KEY: 0001192169
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13810
FILM NUMBER: 21714241
MAIL ADDRESS:
STREET 1: 37400 CENTRAL COURT
CITY: NEWARK
STATE: CA
ZIP: 94560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOCKET MOBILE, INC.
CENTRAL INDEX KEY: 0000944075
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 943155066
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 39700 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4808
BUSINESS PHONE: 5109333000
MAIL ADDRESS:
STREET 1: 39700 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4808
FORMER COMPANY:
FORMER CONFORMED NAME: SOCKET COMMUNICATIONS INC
DATE OF NAME CHANGE: 19950418
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-03-02
0
0000944075
SOCKET MOBILE, INC.
SCKT
0001192169
OTT LEONARD L
39700 EUREKA DRIVE
NEWARK
CA
94560
0
1
0
0
EVP of Engineering & CTO
Common Stock
2021-03-02
2021-03-02
4
F
0
770
10.65
D
55553
D
Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Ott and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Mr. Ott resulting from the vesting of Restricted Stocks. Mr. Ott did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
/s/ Leonard Ott
2021-03-04