0000944075-21-000017.txt : 20210304 0000944075-21-000017.hdr.sgml : 20210304 20210304161001 ACCESSION NUMBER: 0000944075-21-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210302 FILED AS OF DATE: 20210304 DATE AS OF CHANGE: 20210304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OTT LEONARD L CENTRAL INDEX KEY: 0001192169 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13810 FILM NUMBER: 21714241 MAIL ADDRESS: STREET 1: 37400 CENTRAL COURT CITY: NEWARK STATE: CA ZIP: 94560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOCKET MOBILE, INC. CENTRAL INDEX KEY: 0000944075 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 943155066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4808 BUSINESS PHONE: 5109333000 MAIL ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4808 FORMER COMPANY: FORMER CONFORMED NAME: SOCKET COMMUNICATIONS INC DATE OF NAME CHANGE: 19950418 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-03-02 0 0000944075 SOCKET MOBILE, INC. SCKT 0001192169 OTT LEONARD L 39700 EUREKA DRIVE NEWARK CA 94560 0 1 0 0 EVP of Engineering & CTO Common Stock 2021-03-02 2021-03-02 4 F 0 770 10.65 D 55553 D Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Ott and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Mr. Ott resulting from the vesting of Restricted Stocks. Mr. Ott did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. /s/ Leonard Ott 2021-03-04