0000944075-21-000001.txt : 20210122 0000944075-21-000001.hdr.sgml : 20210122 20210122182731 ACCESSION NUMBER: 0000944075-21-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210121 FILED AS OF DATE: 20210122 DATE AS OF CHANGE: 20210122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OTT LEONARD L CENTRAL INDEX KEY: 0001192169 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13810 FILM NUMBER: 21547371 MAIL ADDRESS: STREET 1: 37400 CENTRAL COURT CITY: NEWARK STATE: CA ZIP: 94560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOCKET MOBILE, INC. CENTRAL INDEX KEY: 0000944075 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 943155066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4808 BUSINESS PHONE: 5109333000 MAIL ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4808 FORMER COMPANY: FORMER CONFORMED NAME: SOCKET COMMUNICATIONS INC DATE OF NAME CHANGE: 19950418 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-01-21 0 0000944075 SOCKET MOBILE, INC. SCKT 0001192169 OTT LEONARD L 39700 EUREKA DRIVE NEWARK CA 94560 0 1 0 0 EVP of Engineering & CTO Common Stock 2021-01-21 4 C 0 4940 1.04 A 21380 D Common Stock 2021-01-21 4 S 0 4940 2.88 D 16440 D Common Stock Option 1.04 2021-01-21 4 X 0 4940 0 D 2023-04-01 Common 4940 144392 D Automatic 10b5-1 Plan transaction adopted on 11/30/2020. Vests monthly over 48 months. /s/ Leonard Ott 2021-01-22