0000944075-20-000030.txt : 20200901 0000944075-20-000030.hdr.sgml : 20200901 20200901183224 ACCESSION NUMBER: 0000944075-20-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200831 FILED AS OF DATE: 20200901 DATE AS OF CHANGE: 20200901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baillif Lee CENTRAL INDEX KEY: 0001391340 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13810 FILM NUMBER: 201155335 MAIL ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOCKET MOBILE, INC. CENTRAL INDEX KEY: 0000944075 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 943155066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4808 BUSINESS PHONE: 5109333000 MAIL ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4808 FORMER COMPANY: FORMER CONFORMED NAME: SOCKET COMMUNICATIONS INC DATE OF NAME CHANGE: 19950418 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-08-31 0 0000944075 SOCKET MOBILE, INC. SCKT 0001391340 Baillif Lee 39700 EUREKA DRIVE NEWARK CA 94560 0 1 0 0 VP of Cust. Exp & Quality Sys. Subordinated Convertible Note 1.46 2020-08-31 4 P 0 34246 50000 A Common Stock 34246 34246 D The Subordinated Convertible note is convertible any time on or prior to August 30, 2023 (the Maturity Date). In addition, on or after August 31, 2021, the Reporting Person has the option to receive the prepayment of principal and accrued interest in cash. /s/ Lee Baillif 2020-09-01