0000944075-17-000045.txt : 20170906 0000944075-17-000045.hdr.sgml : 20170906 20170906131202 ACCESSION NUMBER: 0000944075-17-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170905 FILED AS OF DATE: 20170906 DATE AS OF CHANGE: 20170906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baillif Lee CENTRAL INDEX KEY: 0001391340 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13810 FILM NUMBER: 171070875 MAIL ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOCKET MOBILE, INC. CENTRAL INDEX KEY: 0000944075 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 943155066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4808 BUSINESS PHONE: 5109333000 MAIL ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4808 FORMER COMPANY: FORMER CONFORMED NAME: SOCKET COMMUNICATIONS INC DATE OF NAME CHANGE: 19950418 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-09-05 0 0000944075 SOCKET MOBILE, INC. SCKT 0001391340 Baillif Lee 39700 EUREKA DRIVE NEWARK CA 94560 0 1 0 0 VP of Operations Common Stock 2017-09-05 4 M 0 29841 1.25 A 31199 D Convertible Subordinated Note 1.25 2017-09-05 4 M 0 37302 0 D 2017-09-04 Common 29841 0 D Convertible into common stock on or before maturity date of 9/4/2017. /s/ Lee A. Baillif 2017-09-06