0000944075-17-000019.txt : 20170425 0000944075-17-000019.hdr.sgml : 20170425 20170425173422 ACCESSION NUMBER: 0000944075-17-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170420 FILED AS OF DATE: 20170425 DATE AS OF CHANGE: 20170425 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOCKET MOBILE, INC. CENTRAL INDEX KEY: 0000944075 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 943155066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4808 BUSINESS PHONE: 5109333000 MAIL ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4808 FORMER COMPANY: FORMER CONFORMED NAME: SOCKET COMMUNICATIONS INC DATE OF NAME CHANGE: 19950418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OTT LEONARD L CENTRAL INDEX KEY: 0001192169 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13810 FILM NUMBER: 17782051 MAIL ADDRESS: STREET 1: 37400 CENTRAL COURT CITY: NEWARK STATE: CA ZIP: 94560 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-04-20 0 0000944075 SOCKET MOBILE, INC. SCKT 0001192169 OTT LEONARD L 39700 EUREKA DRIVE NEWARK CA 94560 0 1 0 0 VP Engineering & CTO Common 2017-04-20 4 C 0 500 2.74 A 1940 D Common 2017-04-20 4 D 0 500 4.3 D 1440 D Common 2017-04-25 4 C 0 150 2.74 A 1590 D Common 2017-04-25 4 D 0 150 4.5 D 1440 D Common stock option 2.74 2017-04-20 4 X 0 500 0 D 2020-06-01 Common 500 136462 D Common stock option 2.74 2017-04-20 4 X 0 150 0 D 2020-06-01 Common 150 136312 D Automatic 10b5-1 Plan transactions. Vests monthly over 48 months. /s/ Leonard L. Ott 2017-04-25