0000944075-17-000004.txt : 20170302 0000944075-17-000004.hdr.sgml : 20170302 20170302144438 ACCESSION NUMBER: 0000944075-17-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170227 FILED AS OF DATE: 20170302 DATE AS OF CHANGE: 20170302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOCKET MOBILE, INC. CENTRAL INDEX KEY: 0000944075 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 943155066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4808 BUSINESS PHONE: 5109333000 MAIL ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4808 FORMER COMPANY: FORMER CONFORMED NAME: SOCKET COMMUNICATIONS INC DATE OF NAME CHANGE: 19950418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OTT LEONARD L CENTRAL INDEX KEY: 0001192169 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13810 FILM NUMBER: 17658198 MAIL ADDRESS: STREET 1: 37400 CENTRAL COURT CITY: NEWARK STATE: CA ZIP: 94560 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-02-27 0 0000944075 SOCKET MOBILE, INC. SCKT 0001192169 OTT LEONARD L 39700 EUREKA DRIVE NEWARK CA 94560 0 1 0 0 VP Engineering $ CTO Common 2017-02-27 4 C 0 4637 2.74 A 6077 D Common 2017-02-27 4 D 0 4637 4.3167 D 1440 D Common 2017-02-28 4 C 0 11 3.04 A 1451 D Common 2017-02-28 4 D 0 11 4.1 D 1440 D Common stock option 2.74 2017-02-27 4 X 0 4637 2.74 D 2020-06-01 Common 4637 141450 D Common stock option 3.04 2017-02-28 4 X 0 11 3.04 D 2020-07-01 Common 11 141439 D Monthly vesting /s/ Leonard L. Ott 2017-03-02