0000944075-16-000049.txt : 20160315 0000944075-16-000049.hdr.sgml : 20160315 20160315165239 ACCESSION NUMBER: 0000944075-16-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160314 FILED AS OF DATE: 20160315 DATE AS OF CHANGE: 20160315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOCKET MOBILE, INC. CENTRAL INDEX KEY: 0000944075 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 943155066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4808 BUSINESS PHONE: 5109333000 MAIL ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4808 FORMER COMPANY: FORMER CONFORMED NAME: SOCKET COMMUNICATIONS INC DATE OF NAME CHANGE: 19950418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OTT LEONARD L CENTRAL INDEX KEY: 0001192169 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25904 FILM NUMBER: 161507541 MAIL ADDRESS: STREET 1: 37400 CENTRAL COURT CITY: NEWARK STATE: CA ZIP: 94560 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-03-14 0 0000944075 SOCKET MOBILE, INC. sckt 0001192169 OTT LEONARD L 39700 EUREKA DRIVE NEWARK CA 94560 0 1 0 0 VP Engineering & CTO Common 2016-03-14 4 C 0 5500 1.08 A 6940 D Common 2016-03-14 4 C 0 3800 1.96 A 10740 D Common 2016-03-14 4 D 0 5500 3.01 D 5240 D Common 2016-03-14 4 D 0 3800 3.25 D 1440 D Common stock option 1.08 2016-03-14 4 X 0 5500 1.08 D 2022-11-09 Common 5500 157987 D Common stock option 1.96 2016-03-14 4 X 0 3800 1.96 D 2019-02-23 Common 3800 154187 D Sales pursuant to a 10b5-1 plan dated April 27, 2015 Monthly vesting Leonard Ott 2016-03-15