0000094403-24-000072.txt : 20240624 0000094403-24-000072.hdr.sgml : 20240624 20240624105542 ACCESSION NUMBER: 0000094403-24-000072 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: CORTEZ,TOBY,RONALD, FILED AS OF DATE: 20240621 DATE AS OF CHANGE: 20240624 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 ORGANIZATION NAME: IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 241062728 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Matthew Wilhelm 3143427341 wilhelmm@stifel.com poec@stifel.com wilhelmm@stifel.com fultzrh@stifel.com N 0000094403-24-000050 N TOBY RONALD CORTEZ 3074556 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 03-13-2015 N 867-01277 SUPERVISED 03-13-2015 501 NORTH BROADWAY ST. LOUIS MO 63102 LOCATED 03-13-2015 400 CONVENTION STREET SUITE 310 BATON ROUGE LA 70802 03-2015 STIFEL, NICOLAUS & COMPANY, INCORPORATED BATON ROUGE LA 70802 Y Y Director 04-2012 03-2015 STEPHENS BATON ROUGE LA 70802 Y Y VP / BANKER 05-1998 04-2012 SISUNG SECURITIES CORPORATION NEW ORLEANS LA 70170 Y Y V.P. PUBLIC FINANCE Y 01-2005 BECNEL AND CORTEZ LLC 935 BELLVUE PLACE JACKSON MS 39202 N N HEALTHCARE/HOSPICE CO/OWNER 0 NON-INVESTMENT RELATED 10-2011 LIFE VANTAGE CORPORATION 9815 S MONROE ST SUITE 100 SANDY UT 84070 N N HEALTH AND WELL BEING DISTRIBUTOR 0 DISTRIBUTOR 09-2018 Southeastern Foundation Southeastern Louisiana University SLU 10293 Hammond LA 70402 N N University Foundation Board Board Member / Chair Officer 1 The Board of Directors is charged with aiding University Development staff in fundraising initiatives as well as managing the Foundation's investments and finances. 10-2023 Summit Bike Academy 41550 Rue Chene Ponchatoula LA 70454 N N Having Mountain Bike Clinics/Consulting on developing new Mountain bike trails/creating and advertising video content Owner and Founder 8 Having Mountain Bike Clinics/Consulting on developing new Mountain bike trails/creating and advertising video content N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-21-2024 Matthew Wilhelm Compliance Manager-Registration & Licensing