0000094403-24-000072.txt : 20240624
0000094403-24-000072.hdr.sgml : 20240624
20240624105542
ACCESSION NUMBER: 0000094403-24-000072
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: CORTEZ,TOBY,RONALD,
FILED AS OF DATE: 20240621
DATE AS OF CHANGE: 20240624
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
ORGANIZATION NAME:
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 241062728
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Matthew Wilhelm
3143427341
wilhelmm@stifel.com
poec@stifel.com
wilhelmm@stifel.com
fultzrh@stifel.com
N
0000094403-24-000050
N
TOBY
RONALD
CORTEZ
3074556
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
03-13-2015
N
867-01277
SUPERVISED
03-13-2015
501 NORTH BROADWAY
ST. LOUIS
MO
63102
LOCATED
03-13-2015
400 CONVENTION STREET
SUITE 310
BATON ROUGE
LA
70802
03-2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BATON ROUGE
LA
70802
Y
Y
Director
04-2012
03-2015
STEPHENS
BATON ROUGE
LA
70802
Y
Y
VP / BANKER
05-1998
04-2012
SISUNG SECURITIES CORPORATION
NEW ORLEANS
LA
70170
Y
Y
V.P. PUBLIC FINANCE
Y
01-2005
BECNEL AND CORTEZ LLC
935 BELLVUE PLACE
JACKSON
MS
39202
N
N
HEALTHCARE/HOSPICE
CO/OWNER
0
NON-INVESTMENT RELATED
10-2011
LIFE VANTAGE CORPORATION
9815 S MONROE ST
SUITE 100
SANDY
UT
84070
N
N
HEALTH AND WELL BEING
DISTRIBUTOR
0
DISTRIBUTOR
09-2018
Southeastern Foundation
Southeastern Louisiana University
SLU 10293
Hammond
LA
70402
N
N
University Foundation Board
Board Member / Chair Officer
1
The Board of Directors is charged with aiding University Development staff in fundraising initiatives as well as managing the Foundation's investments and finances.
10-2023
Summit Bike Academy
41550 Rue Chene
Ponchatoula
LA
70454
N
N
Having Mountain Bike Clinics/Consulting on developing new Mountain bike trails/creating and advertising video content
Owner and Founder
8
Having Mountain Bike Clinics/Consulting on developing new Mountain bike trails/creating and advertising video content
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-21-2024
Matthew Wilhelm
Compliance Manager-Registration & Licensing