0000094403-24-000062.txt : 20240603 0000094403-24-000062.hdr.sgml : 20240603 20240603132552 ACCESSION NUMBER: 0000094403-24-000062 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: POREMBKA,KENNETH,BRIAN, FILED AS OF DATE: 20240531 DATE AS OF CHANGE: 20240603 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 ORGANIZATION NAME: IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 241012932 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Angela Shepard 314-342-2268 sheparda@stifel.com poec@stifel.com wilhelmm@stifel.com sheparda@stifel.com N 0000094403-22-000109 N KENNETH BRIAN POREMBKA 5974137 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-06-2019 N 867-01277 LOCATED SUPERVISED 10-31-2022 FOSTER PLAZA 7 661 ANDERSEN DR. SUITE 320 PITTSBURGH PA 15220 KEN NMN POREMBKA 05-2024 STIFEL NICOLAUS & CO INC BETHEL PARK PA 15102 Y Y MUNICIPAL INVESTMENT BANKER-VP 09-2019 05-2024 STIFEL NICOLAUS & CO PITTSBURGH PA 15220 Y Y MUNICIPAL INVESTMENT BANKER VP 03-2015 09-2019 GEORGE K. BAUM & COMPANY PITTSBURGH PA 15220 Y Y MUNICIPAL INVESTMENT BANKER-VP 05-2011 03-2015 M&T SECURITIES CANONSBURG PA 15317 Y Y EDUCATION INVESTMENT BANKING ADMINISTRATIVE ANALYST 08-2003 05-2011 WASHINGTON AND JEFFERSON COLLEGE YOUNGSTOWN PA 15696 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-31-2024 MATTHEW WILHELM COMPLIANCE MANAGER-REGISTRATION & INSURANCE