0000094403-24-000062.txt : 20240603
0000094403-24-000062.hdr.sgml : 20240603
20240603132552
ACCESSION NUMBER: 0000094403-24-000062
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: POREMBKA,KENNETH,BRIAN,
FILED AS OF DATE: 20240531
DATE AS OF CHANGE: 20240603
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
ORGANIZATION NAME:
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 241012932
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Angela Shepard
314-342-2268
sheparda@stifel.com
poec@stifel.com
wilhelmm@stifel.com
sheparda@stifel.com
N
0000094403-22-000109
N
KENNETH
BRIAN
POREMBKA
5974137
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-06-2019
N
867-01277
LOCATED
SUPERVISED
10-31-2022
FOSTER PLAZA 7
661 ANDERSEN DR. SUITE 320
PITTSBURGH
PA
15220
KEN
NMN
POREMBKA
05-2024
STIFEL NICOLAUS & CO INC
BETHEL PARK
PA
15102
Y
Y
MUNICIPAL INVESTMENT BANKER-VP
09-2019
05-2024
STIFEL NICOLAUS & CO
PITTSBURGH
PA
15220
Y
Y
MUNICIPAL INVESTMENT BANKER VP
03-2015
09-2019
GEORGE K. BAUM & COMPANY
PITTSBURGH
PA
15220
Y
Y
MUNICIPAL INVESTMENT BANKER-VP
05-2011
03-2015
M&T SECURITIES
CANONSBURG
PA
15317
Y
Y
EDUCATION INVESTMENT BANKING ADMINISTRATIVE ANALYST
08-2003
05-2011
WASHINGTON AND JEFFERSON COLLEGE
YOUNGSTOWN
PA
15696
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-31-2024
MATTHEW WILHELM
COMPLIANCE MANAGER-REGISTRATION & INSURANCE