0000094403-24-000055.txt : 20240522
0000094403-24-000055.hdr.sgml : 20240522
20240522153157
ACCESSION NUMBER: 0000094403-24-000055
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: POPE,HOLDEN,N/A,
FILED AS OF DATE: 20240522
DATE AS OF CHANGE: 20240522
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
ORGANIZATION NAME:
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 24973056
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I
1
primary_doc.xml
MA-I
0000094403
XXXXXXXX
Angela Shepard
314-342-2268
sheparda@stifel.com
sheparda@stifel.com
WilhelmM@stifel.com
N
N
Holden
N/A
Pope
7851528
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
STIFEL, NICOLAUS & COMPANY, INCORPORATED
01-02-2024
N
867-01277
LOCATED
01-02-2024
2801 EAST CAMELBACK ROAD
PHOENIX
AZ
85016
01-2024
STIFEL NICOLAUS & COMPANY INC
PHOENIX
AZ
85016
Y
Y
PUBLIC FINANCE ANALYST
10-2022
11-2023
CBRE, INC.
PHOENIX
AZ
85016
N
Y
SALES ASSISTANT
05-2022
08-2022
SMEAD CAPITAL MANAGEMENT
PHOENIX
AZ
85016
N
Y
ASSOCIATE INTERN
08-2019
05-2022
GRAND CANYON UNIVERSITY
PHOENIX
AZ
85017
N
N
STUDENT
02-2021
11-2021
JP MORGAN CHASE & CO
PHOENIX
AZ
85034
N
Y
ASSOCIATE BANKER
09-2020
02-2021
N/A
Raleigh
NC
27615
N
N
N/A
09-2018
09-2020
COUNTRY CLUB AT WAKEFIELD PLANTATION
RALEIGH
NC
27614
N
N
Staff Member (Activities Leader)
12-2017
08-2018
LuihnFour, INC.
RALEIGH
NC
27610
N
N
TEAM MEMBER
08-2017
12-2017
N/A
WAKE FOREST
NC
27587
N
N
UNEMPLOYED
01-2017
10-2017
Wendy's
WAKE FOREST
NC
27587
N
N
TEAM MEMBER
12-2013
01-2017
HIGHSCHOOL
WAKE FOREST
NC
27587
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-22-2024
Matthew Wilhelm
Compliance Manager-Registration & Licensing