0000094403-24-000055.txt : 20240522 0000094403-24-000055.hdr.sgml : 20240522 20240522153157 ACCESSION NUMBER: 0000094403-24-000055 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: POPE,HOLDEN,N/A, FILED AS OF DATE: 20240522 DATE AS OF CHANGE: 20240522 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 ORGANIZATION NAME: IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 24973056 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I 1 primary_doc.xml MA-I 0000094403 XXXXXXXX Angela Shepard 314-342-2268 sheparda@stifel.com sheparda@stifel.com WilhelmM@stifel.com N N Holden N/A Pope 7851528 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED STIFEL, NICOLAUS & COMPANY, INCORPORATED 01-02-2024 N 867-01277 LOCATED 01-02-2024 2801 EAST CAMELBACK ROAD PHOENIX AZ 85016 01-2024 STIFEL NICOLAUS & COMPANY INC PHOENIX AZ 85016 Y Y PUBLIC FINANCE ANALYST 10-2022 11-2023 CBRE, INC. PHOENIX AZ 85016 N Y SALES ASSISTANT 05-2022 08-2022 SMEAD CAPITAL MANAGEMENT PHOENIX AZ 85016 N Y ASSOCIATE INTERN 08-2019 05-2022 GRAND CANYON UNIVERSITY PHOENIX AZ 85017 N N STUDENT 02-2021 11-2021 JP MORGAN CHASE & CO PHOENIX AZ 85034 N Y ASSOCIATE BANKER 09-2020 02-2021 N/A Raleigh NC 27615 N N N/A 09-2018 09-2020 COUNTRY CLUB AT WAKEFIELD PLANTATION RALEIGH NC 27614 N N Staff Member (Activities Leader) 12-2017 08-2018 LuihnFour, INC. RALEIGH NC 27610 N N TEAM MEMBER 08-2017 12-2017 N/A WAKE FOREST NC 27587 N N UNEMPLOYED 01-2017 10-2017 Wendy's WAKE FOREST NC 27587 N N TEAM MEMBER 12-2013 01-2017 HIGHSCHOOL WAKE FOREST NC 27587 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-22-2024 Matthew Wilhelm Compliance Manager-Registration & Licensing