0000094403-24-000040.txt : 20240423 0000094403-24-000040.hdr.sgml : 20240423 20240423145254 ACCESSION NUMBER: 0000094403-24-000040 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: REES,JULIUS,TED, FILED AS OF DATE: 20240423 DATE AS OF CHANGE: 20240423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 ORGANIZATION NAME: IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 24864264 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I 1 primary_doc.xml MA-I 0000094403 XXXXXXXX ANGELA SHEPARD 314-342-2268 SHEPARDA@STIFEL.COM sheparda@stifel.com WilhelmM@stifel.com N N JULIUS TED REES 7559105 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED STIFEL, NICOLAUS & COMPANY, INCORPORATED 04-11-2024 N 867-01277 LOCATED 04-11-2024 ONE MONTGOMERY STREET SUITES 3300, 3500, 3600, & 3700 SAN FRANCISCO CA 94104 10-2023 STIFEL SAN FRANCISCO CA 94104 Y Y PUBLIC FINANCE ANALYST 01-2022 10-2023 PFM ASSET MANAGEMENT PHILADELPHIA PA 19103 N N ASSET MANAGEMENT ANALYST 12-2021 01-2022 N/A NEW YORK NY 10002 N N UNEMPLOYED 06-2021 12-2021 BLOCKAPPS BROOKLYN NY 11206 N N SALES 08-2017 05-2021 SYRACUSE UNIVERSITY SYRACUSE NY 13244 N N STUDENT 09-2015 07-2017 ST PETER AND PAUL HIGH SCHOOL EASTON MD 21601 N N STUDENT 09-2013 09-2015 BROOKLYN TECHNICAL HIGH SCHOOL BROOKLYN NY 11217 N N STUDENT 09-2004 09-2013 NEST+M SCHOOL NEW YORK NY 10002 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-23-2024 MATTHEW WILHELM COMPLIANCE MANAGER-REGISTRATION