0000094403-24-000040.txt : 20240423
0000094403-24-000040.hdr.sgml : 20240423
20240423145254
ACCESSION NUMBER: 0000094403-24-000040
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: REES,JULIUS,TED,
FILED AS OF DATE: 20240423
DATE AS OF CHANGE: 20240423
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
ORGANIZATION NAME:
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 24864264
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I
1
primary_doc.xml
MA-I
0000094403
XXXXXXXX
ANGELA SHEPARD
314-342-2268
SHEPARDA@STIFEL.COM
sheparda@stifel.com
WilhelmM@stifel.com
N
N
JULIUS
TED
REES
7559105
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
STIFEL, NICOLAUS & COMPANY, INCORPORATED
04-11-2024
N
867-01277
LOCATED
04-11-2024
ONE MONTGOMERY STREET
SUITES 3300, 3500, 3600, & 3700
SAN FRANCISCO
CA
94104
10-2023
STIFEL
SAN FRANCISCO
CA
94104
Y
Y
PUBLIC FINANCE ANALYST
01-2022
10-2023
PFM ASSET MANAGEMENT
PHILADELPHIA
PA
19103
N
N
ASSET MANAGEMENT ANALYST
12-2021
01-2022
N/A
NEW YORK
NY
10002
N
N
UNEMPLOYED
06-2021
12-2021
BLOCKAPPS
BROOKLYN
NY
11206
N
N
SALES
08-2017
05-2021
SYRACUSE UNIVERSITY
SYRACUSE
NY
13244
N
N
STUDENT
09-2015
07-2017
ST PETER AND PAUL HIGH SCHOOL
EASTON
MD
21601
N
N
STUDENT
09-2013
09-2015
BROOKLYN TECHNICAL HIGH SCHOOL
BROOKLYN
NY
11217
N
N
STUDENT
09-2004
09-2013
NEST+M SCHOOL
NEW YORK
NY
10002
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-23-2024
MATTHEW WILHELM
COMPLIANCE MANAGER-REGISTRATION