0000094403-24-000026.txt : 20240312
0000094403-24-000026.hdr.sgml : 20240312
20240312155432
ACCESSION NUMBER: 0000094403-24-000026
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: KING,PATRICK,TIMOTHY,
FILED AS OF DATE: 20240312
DATE AS OF CHANGE: 20240312
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
ORGANIZATION NAME:
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 24741922
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Matthew Wilhelm
314-342-7341
wilhelmm@stifel.com
wilhelmm@stifel.com
sheparda@stifel.com
N
0000094403-23-000057
N
Patrick
Timothy
King
4534033
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
04-06-2009
N
09-26-2014
0000094403
LOCATED
04-06-2009
250 South High Street, 3rd Floor
Suite 350
Columbus
OH
43215
04-2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Columbus
OH
43215
Y
Y
Investment Banker
11-2007
03-2009
WACHOVIA CAPITAL MARKETS, LLC
Columbus
OH
43215
Y
Y
Investment Banker
12-2001
12-2007
A. G. EDWARDS & SONS, INC.
Columbus
OH
43215
Y
Y
Investment Banking Associate
Y
03-2014
Solid Waste Authority of Central Ohio
4239 London Groveport Rd
Grove City
OH
43123
N
N
Provide board-level leadership
Board Member
4
Provide board-level leadership
07-2015
COUNTY HOSPITAL COMMISSION OF FRANKLIN COUNTY, OHIO
280 E BROAD STREET
Columbus
OH
43215
N
N
APPROVE THE ISSURANCE OF BONDS BY FRANKLIN COUNTY FOR THE NOT FOR PROFIT HOSPITAL SYSTEMS IN FRANKLIN COUNTY
Board Member
3
OVERSIGHT OF COMMISSION
02-2019
Committee for Bexley Excellence
182 South Dawson Avenue
Bexley
OH
43209
N
N
Support of the school district
Treasurer
4
Handle the accounting for the campaign committee
10-2022
City of Bexley Board of Zoning and Planning
2242 E Main Street
Bexley
OH
43209
N
N
Zoning decisions for property in Bexley, Ohio
Board Member
3
Make decisions on zoning variances
02-2024
BEXLEY CITY SCHOOL DISTRICT, OHIO
348 SOUTH CASSINGHAM RD
BEXLEY
OH
43209
N
N
K-12 SCHOOL DISTRICT IN BEXLEY, OH
MEMBER OF BOARD OF EDUCATION
8
PROVIDE DIRECTION TO ADMINISTRATION
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-12-2024
MATTHEW WILHELM
COMPLIANCE MANAGER-REGISTRATION