0000094403-24-000026.txt : 20240312 0000094403-24-000026.hdr.sgml : 20240312 20240312155432 ACCESSION NUMBER: 0000094403-24-000026 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: KING,PATRICK,TIMOTHY, FILED AS OF DATE: 20240312 DATE AS OF CHANGE: 20240312 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 ORGANIZATION NAME: IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 24741922 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7341 wilhelmm@stifel.com wilhelmm@stifel.com sheparda@stifel.com N 0000094403-23-000057 N Patrick Timothy King 4534033 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 04-06-2009 N 09-26-2014 0000094403 LOCATED 04-06-2009 250 South High Street, 3rd Floor Suite 350 Columbus OH 43215 04-2009 STIFEL, NICOLAUS & COMPANY, INCORPORATED Columbus OH 43215 Y Y Investment Banker 11-2007 03-2009 WACHOVIA CAPITAL MARKETS, LLC Columbus OH 43215 Y Y Investment Banker 12-2001 12-2007 A. G. EDWARDS & SONS, INC. Columbus OH 43215 Y Y Investment Banking Associate Y 03-2014 Solid Waste Authority of Central Ohio 4239 London Groveport Rd Grove City OH 43123 N N Provide board-level leadership Board Member 4 Provide board-level leadership 07-2015 COUNTY HOSPITAL COMMISSION OF FRANKLIN COUNTY, OHIO 280 E BROAD STREET Columbus OH 43215 N N APPROVE THE ISSURANCE OF BONDS BY FRANKLIN COUNTY FOR THE NOT FOR PROFIT HOSPITAL SYSTEMS IN FRANKLIN COUNTY Board Member 3 OVERSIGHT OF COMMISSION 02-2019 Committee for Bexley Excellence 182 South Dawson Avenue Bexley OH 43209 N N Support of the school district Treasurer 4 Handle the accounting for the campaign committee 10-2022 City of Bexley Board of Zoning and Planning 2242 E Main Street Bexley OH 43209 N N Zoning decisions for property in Bexley, Ohio Board Member 3 Make decisions on zoning variances 02-2024 BEXLEY CITY SCHOOL DISTRICT, OHIO 348 SOUTH CASSINGHAM RD BEXLEY OH 43209 N N K-12 SCHOOL DISTRICT IN BEXLEY, OH MEMBER OF BOARD OF EDUCATION 8 PROVIDE DIRECTION TO ADMINISTRATION N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-12-2024 MATTHEW WILHELM COMPLIANCE MANAGER-REGISTRATION