0000094403-24-000024.txt : 20240306
0000094403-24-000024.hdr.sgml : 20240306
20240306081457
ACCESSION NUMBER: 0000094403-24-000024
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: GIARDINA,JAMIE,ROBIN,
FILED AS OF DATE: 20240305
DATE AS OF CHANGE: 20240306
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
ORGANIZATION NAME:
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 24724425
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Angela Shepard
314-342-2268
sheparda@stifel.com
poec@stifel.com
wilhelmm@stifel.com
sheparda@stifel.com
N
0000094403-22-000103
N
JAMIE
ROBIN
GIARDINA
5774768
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
01-02-2015
N
867-01277
LOCATED
01-02-2015
2660 EASTCHASE LANE
LAKEVIEW CENTER, SUITE 400
MONTGOMERY
AL
36117
JAMIE
ROBIN
WHATLEY
JAMIE
ROBIN
BARTELS
01-2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (793)
Montgomery
AL
36117
Y
Y
Associate
03-2010
01-2015
MERCHANT CAPITAL, L.L.C. (5680)
MONTGOMERY
AL
36117
Y
Y
Administrative Assistant
07-2001
12-2009
Colonial Bank
Montgomery
AL
36104
N
Y
Business Analyst
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-05-2024
Matthew Wilhelm
Compliance Manager-Registration