0000094403-24-000024.txt : 20240306 0000094403-24-000024.hdr.sgml : 20240306 20240306081457 ACCESSION NUMBER: 0000094403-24-000024 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: GIARDINA,JAMIE,ROBIN, FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240306 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 ORGANIZATION NAME: IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 24724425 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Angela Shepard 314-342-2268 sheparda@stifel.com poec@stifel.com wilhelmm@stifel.com sheparda@stifel.com N 0000094403-22-000103 N JAMIE ROBIN GIARDINA 5774768 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 01-02-2015 N 867-01277 LOCATED 01-02-2015 2660 EASTCHASE LANE LAKEVIEW CENTER, SUITE 400 MONTGOMERY AL 36117 JAMIE ROBIN WHATLEY JAMIE ROBIN BARTELS 01-2015 STIFEL, NICOLAUS & COMPANY, INCORPORATED (793) Montgomery AL 36117 Y Y Associate 03-2010 01-2015 MERCHANT CAPITAL, L.L.C. (5680) MONTGOMERY AL 36117 Y Y Administrative Assistant 07-2001 12-2009 Colonial Bank Montgomery AL 36104 N Y Business Analyst N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-05-2024 Matthew Wilhelm Compliance Manager-Registration