0000094403-24-000022.txt : 20240304 0000094403-24-000022.hdr.sgml : 20240304 20240304072857 ACCESSION NUMBER: 0000094403-24-000022 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: HUTSLER,JAMES,A, FILED AS OF DATE: 20240301 DATE AS OF CHANGE: 20240304 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 ORGANIZATION NAME: IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 24712846 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I 1 primary_doc.xml MA-I 0000094403 XXXXXXXX Angela Shepard 314-342-2268 sheparda@stifel.com sheparda@stifel.com WilhelmM@stifel.com N N JAMES A HUTSLER 4197647 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED STIFEL, NICOLAUS & COMPANY, INCORPORATED 02-23-2024 N 867-01277 LOCATED 02-23-2024 05-2000 STIFEL, NICOLAUS & CO, INC ST. LOUIS MO 62103 Y Y Assistant Vice President, Senior Specialist N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-01-2024 COMPLIANCE MANAGER-REGISTRATION MATTHEW WILHELM