0000094403-24-000018.txt : 20240226 0000094403-24-000018.hdr.sgml : 20240226 20240226083003 ACCESSION NUMBER: 0000094403-24-000018 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: MARTIN,GINA,CHRISTINE, FILED AS OF DATE: 20240223 DATE AS OF CHANGE: 20240226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 ORGANIZATION NAME: IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 24673650 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Angela Shepard 314-342-2268 sheparda@stifel.com poec@stifel.com wilhelmm@stifel.com sheparda@stifel.com N 0000094403-24-000006 N Gina Christine Martin 5429609 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 11-07-2011 N 867-01277 LOCATED SUPERVISED 11-07-2011 501 NORTH BROADWAY ST. LOUIS MO 63102 Gina Christine Sharamitaro 11-2007 STIFEL NICOLAUS & CO INC ST. LOUIS MO 63102 Y Y Vice President 01-2007 11-2011 L.J. HART & COMPANY ST. LOUIS MO 63017 Y Y FINANCIAL ANALYST 08-2006 01-2007 SOUTHEAST MISSOURI STATE UNIVERSITY CAPE GIRARDEAU MO 63701 N N STUDENT 05-2006 08-2006 L.J. HART & COMPANY ST. LOUIS MO 63017 Y Y INTERN 08-2005 05-2006 SOUTHEAST MISSOURI STATE UNIVERSITY CAPE GIRARDEAU MO 63701 N N STUDENT 06-2005 08-2005 BIRENBAUM & ASSOCIATES ST. LOUIS MO 63101 N N Clerical Y 12-2018 Hopewell Center 5701 Delmar Blvd St. Louis MO 63112 N N Providing mental health services to children and adults in St. Louis City and North County Board Member 8 Attend board meetings 01-2019 Amanda Luckett Murphy Hopewell Center - Finance Committee 5647 Delmar Blvd St. Louis MO 63112 N N St. Louis area mental health care provider Finance Committee Member 1 Attend Finance Committee meetings and ask questions about financials presented 01-2023 Horizon Housing Foundation 23 N Gore, Ste 202 St. Louis MO 63119 N N Providing programs and services to residents at low income housing tax credit communities Board member 1 Actively engaged board member - quarterly meetings. Review, ask questions and vote (as applicable) on board packets 10-2023 ABC-A Better Chance-Local Educational Charity Organization 816 Galer Drive Newtown SQ PA 19073 N N Education Board Seat Property Managment 4 Fix, maintain and oversee physical structure of the house N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-23-2024 Matthew Wilhelm Compliance Manager-Registration