0000094403-24-000017.txt : 20240222
0000094403-24-000017.hdr.sgml : 20240222
20240222163053
ACCESSION NUMBER: 0000094403-24-000017
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: VINCENT,DAWN,NMN,
FILED AS OF DATE: 20240222
DATE AS OF CHANGE: 20240222
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
ORGANIZATION NAME:
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 24665326
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Angela Shepard
314-342-2268
sheparda@stifel.com
poec@stifel.com
wilhelmm@stifel.com
sheparda@stifel.com
N
0000094403-21-000096
N
Dawn
NMN
Vincent
1316529
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-30-2011
N
09-26-2014
0000094403
LOCATED
10-18-2021
2121 AVENUE OF THE STARS (FOX PLAZA)
Suite 2100
Los Angeles
CA
90067
09-2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Los Angeles
NJ
90067
Y
Y
Managing Director
01-1989
09-2011
STONE & YOUNGBERG LLC
Los Angeles
CA
90071
Y
Y
Managing Director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-22-2024
Matthew Wilhelm
Compliance Manager-Registration