0000094403-24-000017.txt : 20240222 0000094403-24-000017.hdr.sgml : 20240222 20240222163053 ACCESSION NUMBER: 0000094403-24-000017 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: VINCENT,DAWN,NMN, FILED AS OF DATE: 20240222 DATE AS OF CHANGE: 20240222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 ORGANIZATION NAME: IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 24665326 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Angela Shepard 314-342-2268 sheparda@stifel.com poec@stifel.com wilhelmm@stifel.com sheparda@stifel.com N 0000094403-21-000096 N Dawn NMN Vincent 1316529 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-30-2011 N 09-26-2014 0000094403 LOCATED 10-18-2021 2121 AVENUE OF THE STARS (FOX PLAZA) Suite 2100 Los Angeles CA 90067 09-2011 STIFEL, NICOLAUS & COMPANY, INCORPORATED Los Angeles NJ 90067 Y Y Managing Director 01-1989 09-2011 STONE & YOUNGBERG LLC Los Angeles CA 90071 Y Y Managing Director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-22-2024 Matthew Wilhelm Compliance Manager-Registration