0000094403-24-000013.txt : 20240222 0000094403-24-000013.hdr.sgml : 20240222 20240222130905 ACCESSION NUMBER: 0000094403-24-000013 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: CHANG,KAVIN,N/A, FILED AS OF DATE: 20240222 DATE AS OF CHANGE: 20240222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 ORGANIZATION NAME: IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 24663640 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I 1 primary_doc.xml MA-I 0000094403 XXXXXXXX Angela Shepard 314-342-2268 sheparda@stifel.com sheparda@stifel.com WilhelmM@stifel.com N N Kavin N/A Chang 7282919 Y 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED STIFEL, NICOLAUS & COMPANY, INCORPORATED 02-20-2024 N 867-01277 LOCATED 02-20-2024 2121 AVENUE OF THE STARS (FOX PLAZA) STE 2150 LOS ANGELES CA 90067 06-2022 STIFEL LOS ANGELES CA 90067 Y Y PUBLIC FINANCE ANALYST 08-2021 05-2022 CALPERS SACRAMENTO CA 95811 N Y INVESTMENT ASSOCIATE INTERN 08-2018 05-2022 CALIFORNIA STATE UNIVERSITY SACRAMENTO SACRAMENTO CA 95819 N N STUDENT 08-2021 10-2021 CALIFORNIA STATE UNIVERSITY SACRAMENTO COLLEGE OF BUSINESS SACRAMENTO CA 95819 N N PEER ADVISOR 06-2021 08-2021 GOLDEN 1 CREDIT UNION SACRAMENTO CA 95814 N N SECONDARY MARKETS INTERN 10-2020 06-2021 CALIFORNIA STATE UNIVERSITY SACRAMENTO SACRAMENTO CA 95819 N N PEER ADVISOR 08-2020 10-2020 NORTHWESTERN MUTUAL SACRAMENTO CA 95815 N Y FINANCIAL REPRESENTATIVE INTERN 10-2019 08-2020 CALIFORNIA STATE UNIVERSITY SACRAMENTO SACRAMENTO CA 95819 N N PEER ADVISOR 05-2019 10-2019 TEA 18 ELK GROVE CA 95757 N N STAFF 08-2018 05-2019 CALIFORNIA STATE UNIVERSITY SACRAMENTO SACRAMENTO CA 95819 N N PEER ADVISOR 08-2014 06-2018 COSUMNES OAKS HIGH SCHOOL ELK GROVE CA 95757 N N STUDENT 08-2012 06-2014 ELIZABETH PINKERTON MIDDLE SCHOOL ELK GROVE CA 95757 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-22-2024 Matthew Wilhelm Compliance Manager-Registration