0000094403-24-000013.txt : 20240222
0000094403-24-000013.hdr.sgml : 20240222
20240222130905
ACCESSION NUMBER: 0000094403-24-000013
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: CHANG,KAVIN,N/A,
FILED AS OF DATE: 20240222
DATE AS OF CHANGE: 20240222
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
ORGANIZATION NAME:
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 24663640
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I
1
primary_doc.xml
MA-I
0000094403
XXXXXXXX
Angela Shepard
314-342-2268
sheparda@stifel.com
sheparda@stifel.com
WilhelmM@stifel.com
N
N
Kavin
N/A
Chang
7282919
Y
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
STIFEL, NICOLAUS & COMPANY, INCORPORATED
02-20-2024
N
867-01277
LOCATED
02-20-2024
2121 AVENUE OF THE STARS (FOX PLAZA)
STE 2150
LOS ANGELES
CA
90067
06-2022
STIFEL
LOS ANGELES
CA
90067
Y
Y
PUBLIC FINANCE ANALYST
08-2021
05-2022
CALPERS
SACRAMENTO
CA
95811
N
Y
INVESTMENT ASSOCIATE INTERN
08-2018
05-2022
CALIFORNIA STATE UNIVERSITY SACRAMENTO
SACRAMENTO
CA
95819
N
N
STUDENT
08-2021
10-2021
CALIFORNIA STATE UNIVERSITY SACRAMENTO COLLEGE OF BUSINESS
SACRAMENTO
CA
95819
N
N
PEER ADVISOR
06-2021
08-2021
GOLDEN 1 CREDIT UNION
SACRAMENTO
CA
95814
N
N
SECONDARY MARKETS INTERN
10-2020
06-2021
CALIFORNIA STATE UNIVERSITY SACRAMENTO
SACRAMENTO
CA
95819
N
N
PEER ADVISOR
08-2020
10-2020
NORTHWESTERN MUTUAL
SACRAMENTO
CA
95815
N
Y
FINANCIAL REPRESENTATIVE INTERN
10-2019
08-2020
CALIFORNIA STATE UNIVERSITY SACRAMENTO
SACRAMENTO
CA
95819
N
N
PEER ADVISOR
05-2019
10-2019
TEA 18
ELK GROVE
CA
95757
N
N
STAFF
08-2018
05-2019
CALIFORNIA STATE UNIVERSITY SACRAMENTO
SACRAMENTO
CA
95819
N
N
PEER ADVISOR
08-2014
06-2018
COSUMNES OAKS HIGH SCHOOL
ELK GROVE
CA
95757
N
N
STUDENT
08-2012
06-2014
ELIZABETH PINKERTON MIDDLE SCHOOL
ELK GROVE
CA
95757
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-22-2024
Matthew Wilhelm
Compliance Manager-Registration