0000094403-24-000007.txt : 20240124
0000094403-24-000007.hdr.sgml : 20240124
20240124154319
ACCESSION NUMBER: 0000094403-24-000007
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: MCCARTHY,SEAN,PATRICK,
FILED AS OF DATE: 20240124
DATE AS OF CHANGE: 20240124
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
ORGANIZATION NAME:
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 24556274
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Angela Shepard
314-342-2268
sheparda@stifel.com
wilhelmm@stifel.com
sheparda@stifel.com
poec@stifel.com
N
0000094403-23-000027
N
Sean
Patrick
McCarthy
4261972
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
06-02-2008
N
09-26-2014
0000094403
LOCATED
06-02-2008
501 NORTH BROADWAY
ST. LOUIS
MO
63102
06-2008
STIFEL, NICOLAUS & COMPANY, INCORPORATED
St. Louis
MO
63102
Y
Y
Director
11-2007
05-2008
WACHOVIA CAPITAL MARKETS, LLC
Chicago
IL
60606
Y
Y
Analyst
08-2000
11-2007
A. G. EDWARDS & SONS, INC.
St. Louis
MO
63103
Y
Y
Analyst
Y
07-2022
Schnucks Markets Inc.
11420 Lackland Road
St. Louis
MO
63146
N
N
retail grocer
Non-voting advisory member of the Board of Directors
2
Advisory
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-24-2024
Matthew Wilhelm
Compliance Registration-Manager