0000094403-24-000007.txt : 20240124 0000094403-24-000007.hdr.sgml : 20240124 20240124154319 ACCESSION NUMBER: 0000094403-24-000007 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: MCCARTHY,SEAN,PATRICK, FILED AS OF DATE: 20240124 DATE AS OF CHANGE: 20240124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 ORGANIZATION NAME: IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 24556274 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Angela Shepard 314-342-2268 sheparda@stifel.com wilhelmm@stifel.com sheparda@stifel.com poec@stifel.com N 0000094403-23-000027 N Sean Patrick McCarthy 4261972 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 06-02-2008 N 09-26-2014 0000094403 LOCATED 06-02-2008 501 NORTH BROADWAY ST. LOUIS MO 63102 06-2008 STIFEL, NICOLAUS & COMPANY, INCORPORATED St. Louis MO 63102 Y Y Director 11-2007 05-2008 WACHOVIA CAPITAL MARKETS, LLC Chicago IL 60606 Y Y Analyst 08-2000 11-2007 A. G. EDWARDS & SONS, INC. St. Louis MO 63103 Y Y Analyst Y 07-2022 Schnucks Markets Inc. 11420 Lackland Road St. Louis MO 63146 N N retail grocer Non-voting advisory member of the Board of Directors 2 Advisory N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-24-2024 Matthew Wilhelm Compliance Registration-Manager