0000094403-23-000145.txt : 20231219 0000094403-23-000145.hdr.sgml : 20231219 20231219072628 ACCESSION NUMBER: 0000094403-23-000145 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: BLEVINS,BRENT,MATTHEW, FILED AS OF DATE: 20231218 DATE AS OF CHANGE: 20231219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 ORGANIZATION NAME: IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 231495628 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7341 wilhelmm@stifel.com poec@stifel.com wilhelmm@stifel.com sheparda@stifel.com fultzrh@stifel.com MCochrane@stifel.com N 0000094403-19-000074 N BRENT MATTHEW BLEVINS 6829399 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-06-2019 N 867-01277 LOCATED 09-06-2019 1935 EAST BATTLEFIELD RD SUITE C SPRINGFIELD MO 65804 SUPERVISED 12-18-2023 4622 PENNSYLVANIA AVENUE SUITE 1210, C KANSAS CITY MO 64112 09-2019 STIFEL, NICOLAUS & COMPANY, INCORPORATED KANSAS CITY MO 64112 Y Y DIRECTOR 07-2017 09-2019 GEORGE K. BAUM & COMPANY KANSAS CITY MO 64112 Y Y MUNICIPAL INVESTMENT BANKER - FVP 07-2014 06-2017 LEE'S SUMMIT R-7 SCHOOLS LEE'S SUMMIT MO 64086 N N DEPUTY SUPERINTENDENT 08-1999 06-2014 FORSYTH SCHOOLS FORSYTH MO 65653 N N ADMINISTRATOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-18-2023 Matthew Wilhelm Compliance Manager - Registration