0000094403-23-000145.txt : 20231219
0000094403-23-000145.hdr.sgml : 20231219
20231219072628
ACCESSION NUMBER: 0000094403-23-000145
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: BLEVINS,BRENT,MATTHEW,
FILED AS OF DATE: 20231218
DATE AS OF CHANGE: 20231219
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
ORGANIZATION NAME:
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 231495628
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Matthew Wilhelm
314-342-7341
wilhelmm@stifel.com
poec@stifel.com
wilhelmm@stifel.com
sheparda@stifel.com
fultzrh@stifel.com
MCochrane@stifel.com
N
0000094403-19-000074
N
BRENT
MATTHEW
BLEVINS
6829399
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-06-2019
N
867-01277
LOCATED
09-06-2019
1935 EAST BATTLEFIELD RD
SUITE C
SPRINGFIELD
MO
65804
SUPERVISED
12-18-2023
4622 PENNSYLVANIA AVENUE
SUITE 1210, C
KANSAS CITY
MO
64112
09-2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
KANSAS CITY
MO
64112
Y
Y
DIRECTOR
07-2017
09-2019
GEORGE K. BAUM & COMPANY
KANSAS CITY
MO
64112
Y
Y
MUNICIPAL INVESTMENT BANKER - FVP
07-2014
06-2017
LEE'S SUMMIT R-7 SCHOOLS
LEE'S SUMMIT
MO
64086
N
N
DEPUTY SUPERINTENDENT
08-1999
06-2014
FORSYTH SCHOOLS
FORSYTH
MO
65653
N
N
ADMINISTRATOR
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-18-2023
Matthew Wilhelm
Compliance Manager - Registration