0000094403-23-000140.txt : 20231204
0000094403-23-000140.hdr.sgml : 20231204
20231204190559
ACCESSION NUMBER: 0000094403-23-000140
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: PAPADOPOULOS,LAZAROS,NMN,
FILED AS OF DATE: 20231204
DATE AS OF CHANGE: 20231204
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 231464764
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Matthew Wilhelm
314-342-7341
WILHELMM@STIFEL.COM
WILHELMM@STIFEL.COM
POEC@STIFEL.COM
fultzrh@stifel.com
sheparda@stifel.com
N
0000094403-23-000062
N
LAZAROS
NMN
PAPADOPOULOS
5242862
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-26-2022
N
867-01277
LOCATED
12-01-2023
2180 IMMOKALEE
SUITE 208
NAPLES
FL
34110
IKE
NMN
PAPADOPOULOS
09-2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED
ATLANTA
GA
30326
Y
Y
MANAGING DIRECTOR
10-2020
09-2022
HILLTOP SECURITIES INC.
DALLAS
TX
75201
Y
Y
REGIONAL HEAD OF INVESTMENT BANKING
04-2019
10-2020
B.C. ZIEGLER AND COMPANY
BOSTON
MA
02110
Y
Y
MANAGING DIRECTOR
05-2013
04-2019
TD SECURITIES (USA) LLC
BOSTON
MA
02199
Y
Y
DIRECTOR
04-2010
05-2013
TD BANK, N.A.
BOSTON
MA
02199
N
N
VICE PRESIDENT
Y
11-2020
NORTHEASTERN UNIVERSITY
360 HUNTINGTON AVE
BOSTON
MA
02115
N
N
ONLINE COURSE INSTRUCTOR
INSTRUCTOR
7
INSTRUCTOR FOR MBA PROGRAM
02-2015
QUEST CAPITAL TRUST, LLC
2748 TIBURON BLVD E
NAPLES
FL
34109
N
Y
REAL ESTATE INVESTMENTS
OWNER
0
OWNER
04-2010
FRANCISCAN CHILDREN'S HOSPITAL
30 WARREN ST
BOSTON
MA
02135
N
N
OVERSEE FINANCIAL RELATED MATTERS OF THE HOSPITAL
BOARD MEMBER AND CHAIR OF THE FINANCE COMMITTEE
4
OVERSEE FINANCIAL RELATED MATTERS OF THE HOSPITAL
02-2019
NORTHEASTERN UNIVERSITY
360 HUNTINGTON AVE
BOSTON
MA
02115
N
N
HIGHER EDUCATION
ADVISORY BOARD MEMBER TO THE SCHOOL OF BUSINESS
1
ADVISORY BOARD MEMBER TO THE SCHOOL OF BUSINESS
01-2022
FISHER COLLEGE
118 BEACON ST
BOSTON
MA
02116
N
N
BOARD OF TRUSTEES
MEMBER OF BOARD OF TRUSTEES
3
SERVES ON BOARD AND ASSISTS WITH FINANCIAL RELATED MATTERS
03-2022
FISHER COLLEGE
118 BEACON STREET
BOSTON
MA
02116
N
N
HIGHER EDUCATION
Instructor
2
Teaching on-line MBA
07-2021
COMMUNITY FOUNDATION OF COLLIER COUNTY
1110 PINE RIDGE RD
NAPLES
FL
34108
N
N
COMMUNITY FOUNDATION
INVESTMENT COMMITTEE MEMBER
1
INVESTMENT OVERSIGHT
11-2022
SAINT KATHERINE GREEK ORTHODOX CHURCH OF NAPLES, FLORIDA
7100 AIRPORT ROAD
NAPLES
FL
34109
N
N
CHURCH
MEMBER OF THE PARISH COUNCIL
4
ASSIST WITH CHURCH OVERSIGHT AND COUNCIL MEETINGS
04-2010
FRANCISCAN CHILDREN'S HOSPITAL
30 WARREN STREET
BRIGHTON
MA
02135
N
N
HEATHCARE
CHAIRMAN OF THE FINANCE COMMITTEE
2
FINANCIAL OVERSIGHT OF HOSPITAL
03-2022
FISHER COLLEGE
118 BEACON STREET
BOSTON
MA
02116
N
N
HIGHER EDUCATION
MEMBER OF THE SUSTAINABILITY COMMITTEE
2
OVERSIGHT OF COLLEGE FINANCES
03-2023
Saint Katherine Greek Orthodox Church of Naples
7100 Airport Road
Naples
FL
34109
N
N
Church
Member of the Finance Committee
6
Work with the Parish to review budgets, projections, and sources of funding for new capital projects
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-04-2023
Matthew Wilhelm
Compliance Manager - Registration