0000094403-23-000140.txt : 20231204 0000094403-23-000140.hdr.sgml : 20231204 20231204190559 ACCESSION NUMBER: 0000094403-23-000140 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: PAPADOPOULOS,LAZAROS,NMN, FILED AS OF DATE: 20231204 DATE AS OF CHANGE: 20231204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 231464764 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7341 WILHELMM@STIFEL.COM WILHELMM@STIFEL.COM POEC@STIFEL.COM fultzrh@stifel.com sheparda@stifel.com N 0000094403-23-000062 N LAZAROS NMN PAPADOPOULOS 5242862 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-26-2022 N 867-01277 LOCATED 12-01-2023 2180 IMMOKALEE SUITE 208 NAPLES FL 34110 IKE NMN PAPADOPOULOS 09-2022 STIFEL, NICOLAUS & COMPANY, INCORPORATED ATLANTA GA 30326 Y Y MANAGING DIRECTOR 10-2020 09-2022 HILLTOP SECURITIES INC. DALLAS TX 75201 Y Y REGIONAL HEAD OF INVESTMENT BANKING 04-2019 10-2020 B.C. ZIEGLER AND COMPANY BOSTON MA 02110 Y Y MANAGING DIRECTOR 05-2013 04-2019 TD SECURITIES (USA) LLC BOSTON MA 02199 Y Y DIRECTOR 04-2010 05-2013 TD BANK, N.A. BOSTON MA 02199 N N VICE PRESIDENT Y 11-2020 NORTHEASTERN UNIVERSITY 360 HUNTINGTON AVE BOSTON MA 02115 N N ONLINE COURSE INSTRUCTOR INSTRUCTOR 7 INSTRUCTOR FOR MBA PROGRAM 02-2015 QUEST CAPITAL TRUST, LLC 2748 TIBURON BLVD E NAPLES FL 34109 N Y REAL ESTATE INVESTMENTS OWNER 0 OWNER 04-2010 FRANCISCAN CHILDREN'S HOSPITAL 30 WARREN ST BOSTON MA 02135 N N OVERSEE FINANCIAL RELATED MATTERS OF THE HOSPITAL BOARD MEMBER AND CHAIR OF THE FINANCE COMMITTEE 4 OVERSEE FINANCIAL RELATED MATTERS OF THE HOSPITAL 02-2019 NORTHEASTERN UNIVERSITY 360 HUNTINGTON AVE BOSTON MA 02115 N N HIGHER EDUCATION ADVISORY BOARD MEMBER TO THE SCHOOL OF BUSINESS 1 ADVISORY BOARD MEMBER TO THE SCHOOL OF BUSINESS 01-2022 FISHER COLLEGE 118 BEACON ST BOSTON MA 02116 N N BOARD OF TRUSTEES MEMBER OF BOARD OF TRUSTEES 3 SERVES ON BOARD AND ASSISTS WITH FINANCIAL RELATED MATTERS 03-2022 FISHER COLLEGE 118 BEACON STREET BOSTON MA 02116 N N HIGHER EDUCATION Instructor 2 Teaching on-line MBA 07-2021 COMMUNITY FOUNDATION OF COLLIER COUNTY 1110 PINE RIDGE RD NAPLES FL 34108 N N COMMUNITY FOUNDATION INVESTMENT COMMITTEE MEMBER 1 INVESTMENT OVERSIGHT 11-2022 SAINT KATHERINE GREEK ORTHODOX CHURCH OF NAPLES, FLORIDA 7100 AIRPORT ROAD NAPLES FL 34109 N N CHURCH MEMBER OF THE PARISH COUNCIL 4 ASSIST WITH CHURCH OVERSIGHT AND COUNCIL MEETINGS 04-2010 FRANCISCAN CHILDREN'S HOSPITAL 30 WARREN STREET BRIGHTON MA 02135 N N HEATHCARE CHAIRMAN OF THE FINANCE COMMITTEE 2 FINANCIAL OVERSIGHT OF HOSPITAL 03-2022 FISHER COLLEGE 118 BEACON STREET BOSTON MA 02116 N N HIGHER EDUCATION MEMBER OF THE SUSTAINABILITY COMMITTEE 2 OVERSIGHT OF COLLEGE FINANCES 03-2023 Saint Katherine Greek Orthodox Church of Naples 7100 Airport Road Naples FL 34109 N N Church Member of the Finance Committee 6 Work with the Parish to review budgets, projections, and sources of funding for new capital projects N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-04-2023 Matthew Wilhelm Compliance Manager - Registration