0000094403-23-000128.txt : 20231114 0000094403-23-000128.hdr.sgml : 20231114 20231114183348 ACCESSION NUMBER: 0000094403-23-000128 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: RAWL,MADELYN,G, FILED AS OF DATE: 20231113 DATE AS OF CHANGE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 231408445 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX ANGELA SHEPARD 314-342-2268 SHEPARDA@STIFEL.COM POEC@STIFEL.COM WILHELMM@STIFEL.COM SHEPARDA@STIFEL.COM N 0000094403-22-000060 N MADELYN G RAWL 7284670 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 08-06-2020 N 867-01277 LOCATED 08-06-2020 8115 PRESTON ROAD DALLAS TX 75225 MADDIE NMN RAWL 10-2020 STIFEL, NICOLAUS & COMPANY DALLAS TX 75225 Y Y ASSOCIATE 08-2019 10-2020 LOYOLA MARYMOUNT UNIVERSITY LOS ANGELES CA 90045 N N STUDENT 05-2019 08-2019 PETROS PACE FINANCE AUSTIN TX 78701 N Y SUMMER INTERN 08-2018 05-2019 LOYOLA MARYMOUNT UNIVERSITY LOS ANGELES CA 90045 N N STUDENT 05-2018 08-2018 SUNBELT SECURITIES HOUSTON TX 77056 N Y SUMMER INTERN 08-2016 05-2018 LOYOLA MARYMOUNT UNIVERSITY LOS ANGELES CA 90045 N N STUDENT 01-2011 06-2016 KATY INDEPENDENT SCHOOL DISTRICT KATY TX 77492 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-13-2023 Matthew Wilhelm Compliance Registration-Manager