0000094403-23-000127.txt : 20231109 0000094403-23-000127.hdr.sgml : 20231109 20231109103138 ACCESSION NUMBER: 0000094403-23-000127 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: BREI,BLAKE,ROBERT, FILED AS OF DATE: 20231108 DATE AS OF CHANGE: 20231109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 231390589 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Angela Shepard 314-342-2268 sheparda@stifel.com poec@stifel.com wilhelmm@stifel.com durbina@stifel.com N 0000094403-21-000098 N BLAKE ROBERT BREI 6899944 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 04-17-2019 N 867-01277 LOCATED 04-17-2019 2801 E. CAMELBACK SUITE 300 PHOENIX AZ 85016 04-2019 STIFEL, NICOLAUS & COMPANY, INCORPORATED PHOENIX AZ 85016 Y Y ANALYST 11-2018 03-2019 DR. BREI TUCSON AZ 85712 N N PART-TIME SUPPORT 06-2017 10-2018 PFM ASSET MANAGEMENT LLC CHANDLER AZ 85225 N Y ANALYST 01-2017 08-2017 IMUS WILKINSON & MUNDINGER INVESTMENT MANAGEMENT TUCSON AZ 85718 N Y FINANCIAL ANALYST? 06-2016 01-2017 BULL BASIN TUCSON AZ 85711 N N SALES ASSOCIATE 08-2009 12-2016 UNIVERSITY OF ARIZONA TUCSON AZ 85721 N N STUDENT 06-2011 06-2015 DR. BREI TUCSON AZ 85712 N N SUPPORT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-08-2023 MATTHEW WILHELM COMPLIANCE MANAGER-REGISTRATION