0000094403-23-000118.txt : 20230929 0000094403-23-000118.hdr.sgml : 20230929 20230929132926 ACCESSION NUMBER: 0000094403-23-000118 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: LAIRD,WHITNEY,KLING, FILED AS OF DATE: 20230929 DATE AS OF CHANGE: 20230929 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 231294073 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Angela Shepard 314-342-2268 sheparda@stifel.com poec@stifel.com sheparda@stifel.com WilhelmM@stifel.com N 0000094403-17-000050 N WHITNEY KLING LAIRD 5117830 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 03-05-2015 N 867-01277 SUPERVISED 03-05-2015 501 NORTH BROADWAY ST. LOUIS MO 63102 LOCATED 03-05-2015 400 CONVENTION STREET SUITE 310 BATON ROUGE LA 70802 Whitney Collette Kling WHITNEY KLING USRY WHITNEY COLLETTE LAIRD 03-2015 STIFEL, NICOLAUS & COMPANY, INCORPORATED BATON ROUGE LA 70802 Y Y DIRECTOR 10-2008 02-2015 STEPHENS BATON ROUGE LA 70802 Y Y VP/PUBLIC FINANCE ANALYST 11-2006 10-2008 BANK OF NY MELLON BATON ROUGE LA 70802 N Y CT-ADMINISTRATOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-29-2023 Matthew Wilhelm Compliance Registraton-Manager