0000094403-23-000118.txt : 20230929
0000094403-23-000118.hdr.sgml : 20230929
20230929132926
ACCESSION NUMBER: 0000094403-23-000118
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: LAIRD,WHITNEY,KLING,
FILED AS OF DATE: 20230929
DATE AS OF CHANGE: 20230929
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 231294073
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Angela Shepard
314-342-2268
sheparda@stifel.com
poec@stifel.com
sheparda@stifel.com
WilhelmM@stifel.com
N
0000094403-17-000050
N
WHITNEY
KLING
LAIRD
5117830
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
03-05-2015
N
867-01277
SUPERVISED
03-05-2015
501 NORTH BROADWAY
ST. LOUIS
MO
63102
LOCATED
03-05-2015
400 CONVENTION STREET
SUITE 310
BATON ROUGE
LA
70802
Whitney
Collette
Kling
WHITNEY
KLING
USRY
WHITNEY
COLLETTE
LAIRD
03-2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BATON ROUGE
LA
70802
Y
Y
DIRECTOR
10-2008
02-2015
STEPHENS
BATON ROUGE
LA
70802
Y
Y
VP/PUBLIC FINANCE ANALYST
11-2006
10-2008
BANK OF NY MELLON
BATON ROUGE
LA
70802
N
Y
CT-ADMINISTRATOR
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-29-2023
Matthew Wilhelm
Compliance Registraton-Manager