0000094403-23-000103.txt : 20230818
0000094403-23-000103.hdr.sgml : 20230818
20230818145623
ACCESSION NUMBER: 0000094403-23-000103
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: BUCKFIRE,KENNETH,ALAN,
FILED AS OF DATE: 20230818
DATE AS OF CHANGE: 20230818
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 231185518
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I
1
primary_doc.xml
MA-I
0000094403
XXXXXXXX
Angela Shepard
314-342-2268
sheparda@stifel.com
sheparda@stifel.com
N
N
Kenneth
Alan
Buckfire
1713009
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
07-31-2023
N
867-01277
LOCATED
07-31-2023
787 7TH AVENUE
New York
NY
10019
07-2023
Stifel
New York
NY
10019
Y
Y
Miller Buckfire Division President
12-2012
07-2023
Miller Buckfire Division President
New York
NY
10019
Y
Y
President
04-2002
12-2012
MILLER BUCKFIRE LEWIS & CO., LLC
New York
NY
10019
Y
Y
Managing Member
Y
05-2016
Columbia University Graduate School Of Business
665 W 130th St
New York
NY
10027
N
N
Teaching
Visiting Professor
40
Teaching
05-1999
Zell Lurie/University of Michigan
701 Tappan Avenue
Ann Arbor
MI
48109
N
N
Education
Member Of Advisory Board
2
Advice
06-2007
ProClara Biosciences Inc
85 Bolton Street
Cambridge
MA
02140
N
N
Pharmaceutical development
Member of the Board of Directors
1
Member of the Board of Directors
05-2019
Purdue Pharma LP
201 Tresser Blvd
Stamford
CT
06901
N
N
pharmaceutical development and manufacturing
Serve as independent director on the board
4
Serve as independent director on the board
03-2021
Volatility and Risk Institute New York University
40 West Forth Street
New York
NY
10012
N
N
Research on financial markets volatility
Advisory Director
6
Advisory Director
09-2021
Amyl Therapeutics
Val Benoit, Batiment Genie Civil, 6 quai
Banning Leige
C9
6 quai
N
N
Biotechnology
Board Of Directors
6
Board Of Directors
07-2023
New Mountain Capital
1633 Broadway 48th Floor
New YOrk
NY
10019
N
N
Board Of Advisors
Board Of Advisors
0
Board Of Advisors
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-18-2023
Matthew Wilhelm
Compliance Manager - Registration