0000094403-23-000102.txt : 20230818
0000094403-23-000102.hdr.sgml : 20230818
20230818145844
ACCESSION NUMBER: 0000094403-23-000102
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: DOAK,JAMES,LELAND,
FILED AS OF DATE: 20230818
DATE AS OF CHANGE: 20230818
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 231185523
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I
1
primary_doc.xml
MA-I
0000094403
XXXXXXXX
Angela Shepard
314-342-2688
sheparda@stifel.com
sheparda@stifel.com
N
N
James
Leland
DOAK
2526577
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
07-31-2023
N
867-01277
LOCATED
07-31-2023
787 7th Ave
New York
NY
10019
07-2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED
New York
NY
10019
Y
Y
IB Managing Director
07-2002
07-2023
Miller Buckfire & Co.,LLC
New York
NY
10019
Y
Y
Head and Managing Director
Y
10-2015
The Heat and Warmth Fund
535 Griswold Street Ste 200
Detroit
MI
48226
N
N
A leading provider of utility assistance for Michigan residents inneed
Board Of Director
25
Quarterly board meetings and strategic guidance
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-18-2023
Matthew Wilhelm
Compliance Manager - Registration