0000094403-23-000102.txt : 20230818 0000094403-23-000102.hdr.sgml : 20230818 20230818145844 ACCESSION NUMBER: 0000094403-23-000102 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: DOAK,JAMES,LELAND, FILED AS OF DATE: 20230818 DATE AS OF CHANGE: 20230818 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 231185523 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I 1 primary_doc.xml MA-I 0000094403 XXXXXXXX Angela Shepard 314-342-2688 sheparda@stifel.com sheparda@stifel.com N N James Leland DOAK 2526577 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 07-31-2023 N 867-01277 LOCATED 07-31-2023 787 7th Ave New York NY 10019 07-2023 STIFEL, NICOLAUS & COMPANY, INCORPORATED New York NY 10019 Y Y IB Managing Director 07-2002 07-2023 Miller Buckfire & Co.,LLC New York NY 10019 Y Y Head and Managing Director Y 10-2015 The Heat and Warmth Fund 535 Griswold Street Ste 200 Detroit MI 48226 N N A leading provider of utility assistance for Michigan residents inneed Board Of Director 25 Quarterly board meetings and strategic guidance N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-18-2023 Matthew Wilhelm Compliance Manager - Registration