0000094403-23-000099.txt : 20230725
0000094403-23-000099.hdr.sgml : 20230725
20230725134404
ACCESSION NUMBER: 0000094403-23-000099
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: WU,DAVID,SHIH-PING,
FILED AS OF DATE: 20230725
DATE AS OF CHANGE: 20230725
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 231107858
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Angela Shepard
314-342-2268
sheparda@stifel.com
poec@stifel.com
wilhelmm@stifel.com
sheparda@stifel.com
fultzrh@stifel.com
N
0000094403-21-000051
N
DAVID
SHIH-PING
WU
6821965
Y
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
11-09-2020
N
867-01277
LOCATED
SUPERVISED
11-09-2020
1401 LAWRENCE STREET
SUITE 900
DENVER
CO
80202
11-2020
STIFEL NICOLAUS & CO INC
New York
NY
10019
Y
Y
PUBLIC FINANCE ANALYST
11-2018
11-2020
S&P GLOBAL
COLORADO SPRINGS
CO
80918
N
N
CLIENT SUPPORT ASSOCIATE
05-2017
11-2018
T. ROWE PRICE
COLORADO SPRINGS
CO
80918
N
Y
FINANCIAL SERVICES REPRESENTATIVE
03-2016
05-2017
THE BROADMOOR GOLF CLUB
COLORADO SPRINGS
CO
80918
N
N
ASSISTANT GOLF PROFESSIONAL
08-2013
05-2017
UNIVERSITY OF COLORADO COLORADO SPRINGS
COLORADO SPRINGS
CO
80918
N
N
STUDENT
08-2013
03-2016
STUDENT
COLORADO SPRINGS
CO
80918
N
N
STUDENT
05-2013
08-2013
STUDENT
COLORADO SPRINGS
CO
80918
N
N
STUDENT
08-2012
05-2013
STUDENT
COLORADO SPRINGS
CO
80918
N
N
STUDENT
08-2008
05-2012
AMADOR VALLEY HIGHSCHOOL
PLEASANTON
CA
94566
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-25-2023
Angela Shepard
Compliance Analyst