0000094403-23-000095.txt : 20230714
0000094403-23-000095.hdr.sgml : 20230714
20230714150637
ACCESSION NUMBER: 0000094403-23-000095
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: SEYMOUR,HADLEY,ZINN,
FILED AS OF DATE: 20230713
DATE AS OF CHANGE: 20230714
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 231088910
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I
1
primary_doc.xml
MA-I
0000094403
XXXXXXXX
Matthew Wilhelm
314-342-7341
wilhelmm@stifel.com
wilhelmm@stifel.com
poec@stifel.com
fultzrh@stifel.com
N
N
Hadley
Zinn
Seymour
7595993
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
STIFEL, NICOLAUS & COMPANY, INCORPORATED
07-11-2022
N
867-01277
LOCATED
07-11-2022
1401 LAWRENCE STREET
SUITE 900
DENVER
CO
80202
07-2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (793)
DENVER
CO
80202
Y
Y
Public Finance Analyst
08-2021
05-2022
Kenyon College
Gambier
OH
43022
N
N
Student
06-2021
08-2021
Lake Forest Open Lands Association
LAKE FOREST
IL
60045
N
N
Restoration Ecology Intern
08-2019
05-2021
Kenyon College
GAMBIER
OH
43022
N
N
Student
06-2019
08-2019
Camp Manito-Wish YMCA
Boulder Junction
WI
54512
N
N
Camp Counselor
08-2018
05-2019
Kenyon College
GAMBIER
OH
43022
N
N
Student
06-2017
08-2018
Suzy's Swirl
LAKE BLUFF
IL
60044
N
N
restaurant employee
08-2012
05-2017
Student
LAKE BLUFF
IL
60044
N
N
Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-13-2023
Matthew Wilhelm
Compliance Manager - Registration