0000094403-23-000095.txt : 20230714 0000094403-23-000095.hdr.sgml : 20230714 20230714150637 ACCESSION NUMBER: 0000094403-23-000095 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: SEYMOUR,HADLEY,ZINN, FILED AS OF DATE: 20230713 DATE AS OF CHANGE: 20230714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 231088910 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I 1 primary_doc.xml MA-I 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7341 wilhelmm@stifel.com wilhelmm@stifel.com poec@stifel.com fultzrh@stifel.com N N Hadley Zinn Seymour 7595993 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED STIFEL, NICOLAUS & COMPANY, INCORPORATED 07-11-2022 N 867-01277 LOCATED 07-11-2022 1401 LAWRENCE STREET SUITE 900 DENVER CO 80202 07-2022 STIFEL, NICOLAUS & COMPANY, INCORPORATED (793) DENVER CO 80202 Y Y Public Finance Analyst 08-2021 05-2022 Kenyon College Gambier OH 43022 N N Student 06-2021 08-2021 Lake Forest Open Lands Association LAKE FOREST IL 60045 N N Restoration Ecology Intern 08-2019 05-2021 Kenyon College GAMBIER OH 43022 N N Student 06-2019 08-2019 Camp Manito-Wish YMCA Boulder Junction WI 54512 N N Camp Counselor 08-2018 05-2019 Kenyon College GAMBIER OH 43022 N N Student 06-2017 08-2018 Suzy's Swirl LAKE BLUFF IL 60044 N N restaurant employee 08-2012 05-2017 Student LAKE BLUFF IL 60044 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-13-2023 Matthew Wilhelm Compliance Manager - Registration