0000094403-23-000094.txt : 20230711 0000094403-23-000094.hdr.sgml : 20230711 20230711174936 ACCESSION NUMBER: 0000094403-23-000094 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: LINDSLEY,GRAHAM,DAVIS, FILED AS OF DATE: 20230711 DATE AS OF CHANGE: 20230711 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 231082886 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I 1 primary_doc.xml MA-I 0000094403 XXXXXXXX Matthew Wilhelm 3143427341 wilhelmm@stifel.com poec@stifel.com fultzrh@stifel.com N N Graham Davis Lindsley 7577811 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED STIFEL, NICOLAUS & COMPANY, INCORPORATED 06-06-2022 N 867-01277 LOCATED 06-06-2022 1401 LAWRENCE STREET SUITE 900 DENVER CO 80202 06-2022 STIFEL, NICOLAUS & COMPANY, INCORPORATED (793) DENVER CO 80202 Y Y Public Finance Analyst 08-2020 06-2022 Plush Fitness LLC MIAMI FL 33130 N N Founder and CEO 05-2019 08-2020 DC Health Coaches Washington DC 20008 N N Fitness Consultant 08-2015 05-2019 University of Miami CORAL GABLES FL 33146 N N Student 08-2012 06-2015 Montgomery Blair High School SILVER SPRING MD 20901 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-11-2023 Matthew Wilhelm Compliance Manager - Registration