0000094403-23-000092.txt : 20230705 0000094403-23-000092.hdr.sgml : 20230705 20230705082011 ACCESSION NUMBER: 0000094403-23-000092 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 NAPPER,RICHARD,ZAKARYYA, FILED AS OF DATE: 20230703 DATE AS OF CHANGE: 20230705 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 231066718 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Matthew Wilhelm 3143427341 wilhelmm@stifel.com poec@stifel.com fultzrh@stifel.com wilhelmm@stifel.com N 0000094403-23-000087 N Richard Zakaryya Napper 7391487 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED STIFEL, NICOLAUS & COMPANY, INCORPORATED 01-10-2022 N 867-01277 LOCATED 07-01-2023 501 N Broadway St. Louis MO 63102 Zak NMN Napper 01-2022 STIFEL, NICOLAUS & COMPANY, INCORPORATED (793) PHOENIX AZ 85016 Y Y Public Finance Analyst 08-2021 12-2021 Southern Methodist University Dallas TX 75205 N N Student 06-2021 07-2021 STIFEL, NICOLAUS & COMPANY, INCORPORATED (793) ST LOUIS MO 63102 Y Y Intern 01-2019 05-2021 Southern Methodist University Dallas TX 75205 N N Student 08-2018 01-2019 Johnson County Community College Overland Park KS 66210 N N Student 08-2016 05-2018 Blue Valley North Overland Park KS 66209 N N Student 03-2016 07-2016 Waterway Overland Park KS 66223 N N line worker 05-2013 02-2016 Overland Trail Elementary Middle School / Blue Valley North Overland Park KS 66209 N N student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-03-2023 Matthew Wilhelm Compliance Manager - Registration