0000094403-23-000092.txt : 20230705
0000094403-23-000092.hdr.sgml : 20230705
20230705082011
ACCESSION NUMBER: 0000094403-23-000092
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
NAPPER,RICHARD,ZAKARYYA,
FILED AS OF DATE: 20230703
DATE AS OF CHANGE: 20230705
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 231066718
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Matthew Wilhelm
3143427341
wilhelmm@stifel.com
poec@stifel.com
fultzrh@stifel.com
wilhelmm@stifel.com
N
0000094403-23-000087
N
Richard
Zakaryya
Napper
7391487
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
STIFEL, NICOLAUS & COMPANY, INCORPORATED
01-10-2022
N
867-01277
LOCATED
07-01-2023
501 N Broadway
St. Louis
MO
63102
Zak
NMN
Napper
01-2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (793)
PHOENIX
AZ
85016
Y
Y
Public Finance Analyst
08-2021
12-2021
Southern Methodist University
Dallas
TX
75205
N
N
Student
06-2021
07-2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED (793)
ST LOUIS
MO
63102
Y
Y
Intern
01-2019
05-2021
Southern Methodist University
Dallas
TX
75205
N
N
Student
08-2018
01-2019
Johnson County Community College
Overland Park
KS
66210
N
N
Student
08-2016
05-2018
Blue Valley North
Overland Park
KS
66209
N
N
Student
03-2016
07-2016
Waterway
Overland Park
KS
66223
N
N
line worker
05-2013
02-2016
Overland Trail Elementary Middle School / Blue Valley North
Overland Park
KS
66209
N
N
student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-03-2023
Matthew Wilhelm
Compliance Manager - Registration