0000094403-23-000083.txt : 20230615 0000094403-23-000083.hdr.sgml : 20230615 20230615145924 ACCESSION NUMBER: 0000094403-23-000083 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 CLARK,GREGORY,ROBERT, FILED AS OF DATE: 20230615 DATE AS OF CHANGE: 20230615 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 231017061 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Matthew Wilhelm 3143427341 wilhelmm@stifel.com wilhelmm@stifel.com FULTZRH@STIFEL.COM POEC@STIFEL.COM N 0000094403-22-000010 N GREGORY ROBERT CLARK 6667792 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 06-04-2019 N 867-01277 SUPERVISED 06-04-2019 501 NORTH BROADWAY ST. LOUIS MO 63102 LOCATED 06-04-2019 201 N. ILLINOIS STREET SUITE 350 INDIANAPOLIS IN 46204 06-2019 STIFEL, NICOLAUS & COMPANY, INCORPORATED INDIANAPOLIS IN 46204 Y Y MANAGING DIRECTOR 06-2016 04-2019 MESIROW FINANCIAL, INC. INDIANAPOLIS IN 46204 Y Y MANAGING DIRECTOR 01-2016 04-2019 CLARK ADVISORY & CONSULTING SERVICES LLC INDIANAPOLIS IN 46202 N N PRINCIPAL/OWNER 09-2012 01-2016 INDIANAPOLIS LOCAL PUBLIC IMPROVEMENT BOND BANK INDIANAPOLIS IN 46204 N N EXECUTIVE DIRECTOR & GENERAL COUNSEL 09-2010 08-2012 CITY OF INDIANAPOLIS INDIANAPOLIS IN 46204 N N LEGAL COUNSEL Y 05-2023 TTMG, LLC 3550 Salt Lake Road Indianapolis IN 46214 N N 4 friends bought a pontoon boat Member 0 Enjoy the boat and take care of it N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-15-2023 Matthew Wilhelm Compliance Manager - Registration