0000094403-23-000083.txt : 20230615
0000094403-23-000083.hdr.sgml : 20230615
20230615145924
ACCESSION NUMBER: 0000094403-23-000083
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
CLARK,GREGORY,ROBERT,
FILED AS OF DATE: 20230615
DATE AS OF CHANGE: 20230615
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 231017061
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Matthew Wilhelm
3143427341
wilhelmm@stifel.com
wilhelmm@stifel.com
FULTZRH@STIFEL.COM
POEC@STIFEL.COM
N
0000094403-22-000010
N
GREGORY
ROBERT
CLARK
6667792
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
06-04-2019
N
867-01277
SUPERVISED
06-04-2019
501 NORTH BROADWAY
ST. LOUIS
MO
63102
LOCATED
06-04-2019
201 N. ILLINOIS STREET SUITE 350
INDIANAPOLIS
IN
46204
06-2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
INDIANAPOLIS
IN
46204
Y
Y
MANAGING DIRECTOR
06-2016
04-2019
MESIROW FINANCIAL, INC.
INDIANAPOLIS
IN
46204
Y
Y
MANAGING DIRECTOR
01-2016
04-2019
CLARK ADVISORY & CONSULTING SERVICES LLC
INDIANAPOLIS
IN
46202
N
N
PRINCIPAL/OWNER
09-2012
01-2016
INDIANAPOLIS LOCAL PUBLIC IMPROVEMENT BOND BANK
INDIANAPOLIS
IN
46204
N
N
EXECUTIVE DIRECTOR & GENERAL COUNSEL
09-2010
08-2012
CITY OF INDIANAPOLIS
INDIANAPOLIS
IN
46204
N
N
LEGAL COUNSEL
Y
05-2023
TTMG, LLC
3550 Salt Lake Road
Indianapolis
IN
46214
N
N
4 friends bought a pontoon boat
Member
0
Enjoy the boat and take care of it
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-15-2023
Matthew Wilhelm
Compliance Manager - Registration