0000094403-23-000035.txt : 20230209
0000094403-23-000035.hdr.sgml : 20230209
20230209112915
ACCESSION NUMBER: 0000094403-23-000035
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
BARNA,ROBERT,EUGENE,
FILED AS OF DATE: 20230209
DATE AS OF CHANGE: 20230209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 23603943
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Sarah Long
314-342-4550
longs@stifel.com
wilhelmm@stifel.com
longs@stifel.com
poec@stifel.com
N
0000094403-21-000089
N
Robert
Eugene
Barna
1855054
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
04-01-2014
N
09-26-2014
0000094403
LOCATED
10-18-2021
2121 AVENUE OF THE STARS (FOX PLAZA)
Suite 2100
Los Angeles
CA
90067
04-2014
Stifel Nicolaus & Company, Inc.
Los Angeles
CA
90067
Y
Y
Managing Director
05-2009
03-2014
E.J. DE LA ROSA & CO., INC.
Los Angeles
CA
90067
Y
Y
Senior Vice President
03-2003
03-2009
CITIGROUP GLOBAL MARKETS INC.
Los Angeles
CA
90071
Y
Y
Director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-09-2023
Sarah Long
Compliance Mgr