0000094403-23-000035.txt : 20230209 0000094403-23-000035.hdr.sgml : 20230209 20230209112915 ACCESSION NUMBER: 0000094403-23-000035 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 BARNA,ROBERT,EUGENE, FILED AS OF DATE: 20230209 DATE AS OF CHANGE: 20230209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 23603943 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Sarah Long 314-342-4550 longs@stifel.com wilhelmm@stifel.com longs@stifel.com poec@stifel.com N 0000094403-21-000089 N Robert Eugene Barna 1855054 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 04-01-2014 N 09-26-2014 0000094403 LOCATED 10-18-2021 2121 AVENUE OF THE STARS (FOX PLAZA) Suite 2100 Los Angeles CA 90067 04-2014 Stifel Nicolaus & Company, Inc. Los Angeles CA 90067 Y Y Managing Director 05-2009 03-2014 E.J. DE LA ROSA & CO., INC. Los Angeles CA 90067 Y Y Senior Vice President 03-2003 03-2009 CITIGROUP GLOBAL MARKETS INC. Los Angeles CA 90071 Y Y Director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-09-2023 Sarah Long Compliance Mgr