0000094403-23-000032.txt : 20230207
0000094403-23-000032.hdr.sgml : 20230207
20230207075000
ACCESSION NUMBER: 0000094403-23-000032
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
LUBOVICH,JANDRA,STEPHEN,
FILED AS OF DATE: 20230206
DATE AS OF CHANGE: 20230207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 23592794
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Matthew Wilhelm
314-342-7341
wilhelmm@stifel.com
wilhelmm@stifel.com
poec@stifel.com
longs@stifel.com
fultzrh@stifel.com
N
0000094403-19-000060
N
Jandra
Stephen
Lubovich
5874882
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
04-30-2015
N
867-01277
SUPERVISED
04-30-2015
501 NORTH BROADWAY
ST. LOUIS
MO
63102
LOCATED
04-30-2015
60 SOUTH SIXTH STREET
SUITE 3000
MINNEAPOLIS
MN
55402
04-2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
ST LOUIS
MO
63102
Y
Y
Managing Director II, Public Finance
01-2014
04-2015
STERNE, AGEE & LEACH, INC.
MINNEAPOLIS
MN
55402
Y
Y
SENIOR VICE PRESIDENT
12-2010
01-2014
Oppenheimer & Co. Inc
Minneapolis
MN
55402
Y
Y
Associate
09-2010
12-2010
Fond Du Lac Tribal Fond and Community College
Cloquet
MN
55720
N
N
Associate Professor
05-2010
07-2010
SALO
Minneapolis
MN
55403
N
N
Financial Consultant
07-2009
05-2010
Unemployed
Minneapolis
MN
55105
N
N
Unemployed
07-2007
07-2009
GWG Life Settlements
Minneapolis
MN
55402
N
N
Account Manager
05-2005
07-2007
Edina Realty
St. Paul
MN
55116
N
N
Realtor
Y
05-2004
SRAU
830 Carroll Avenue
St. Paul
MN
55104
N
N
Single family rental property
Owner
1
General oversight of property
10-2016
CJR Syndicate LLC
179 Lexington Parkway South
Saint Paul
MN
55105
N
N
Owns a residential duplex in Minneapolis, Minnesota
Owner
5
Oversee the property is rented and collecting rent
08-2015
Minnesota Institute of Public Finance
470 U.S. Bank Plaza, 200 South Sixth Str
Minneapolis
MN
55402
Y
N
The Institute is an information centerpiece for the public finance industry in the State of Minnesota since 1981.
Board Member
2
Occasionally attending board meetings
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
02-06-2023
Matthew Wilhelm
Compliance Manager
JANDRA STEPHEN LUBOVICH
5874882
1995014
6I(2)(a)
JANDRA STEPHEN LUBOVICH
5874882
2043388
6I(1)(a)