0000094403-23-000032.txt : 20230207 0000094403-23-000032.hdr.sgml : 20230207 20230207075000 ACCESSION NUMBER: 0000094403-23-000032 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 LUBOVICH,JANDRA,STEPHEN, FILED AS OF DATE: 20230206 DATE AS OF CHANGE: 20230207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 23592794 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7341 wilhelmm@stifel.com wilhelmm@stifel.com poec@stifel.com longs@stifel.com fultzrh@stifel.com N 0000094403-19-000060 N Jandra Stephen Lubovich 5874882 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 04-30-2015 N 867-01277 SUPERVISED 04-30-2015 501 NORTH BROADWAY ST. LOUIS MO 63102 LOCATED 04-30-2015 60 SOUTH SIXTH STREET SUITE 3000 MINNEAPOLIS MN 55402 04-2015 STIFEL, NICOLAUS & COMPANY, INCORPORATED ST LOUIS MO 63102 Y Y Managing Director II, Public Finance 01-2014 04-2015 STERNE, AGEE & LEACH, INC. MINNEAPOLIS MN 55402 Y Y SENIOR VICE PRESIDENT 12-2010 01-2014 Oppenheimer & Co. Inc Minneapolis MN 55402 Y Y Associate 09-2010 12-2010 Fond Du Lac Tribal Fond and Community College Cloquet MN 55720 N N Associate Professor 05-2010 07-2010 SALO Minneapolis MN 55403 N N Financial Consultant 07-2009 05-2010 Unemployed Minneapolis MN 55105 N N Unemployed 07-2007 07-2009 GWG Life Settlements Minneapolis MN 55402 N N Account Manager 05-2005 07-2007 Edina Realty St. Paul MN 55116 N N Realtor Y 05-2004 SRAU 830 Carroll Avenue St. Paul MN 55104 N N Single family rental property Owner 1 General oversight of property 10-2016 CJR Syndicate LLC 179 Lexington Parkway South Saint Paul MN 55105 N N Owns a residential duplex in Minneapolis, Minnesota Owner 5 Oversee the property is rented and collecting rent 08-2015 Minnesota Institute of Public Finance 470 U.S. Bank Plaza, 200 South Sixth Str Minneapolis MN 55402 Y N The Institute is an information centerpiece for the public finance industry in the State of Minnesota since 1981. Board Member 2 Occasionally attending board meetings N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N N N N N N N N N N 02-06-2023 Matthew Wilhelm Compliance Manager JANDRA STEPHEN LUBOVICH 5874882 1995014 6I(2)(a) JANDRA STEPHEN LUBOVICH 5874882 2043388 6I(1)(a)