0000094403-23-000022.txt : 20230125 0000094403-23-000022.hdr.sgml : 20230125 20230125155316 ACCESSION NUMBER: 0000094403-23-000022 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 LAHAY,JAMES,JOSEPH, FILED AS OF DATE: 20230125 DATE AS OF CHANGE: 20230125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 23552459 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Sarah Long longs@stifel.com longs@stifel.com poec@stifel.com wilhelmm@stifel.com N 0000094403-16-000132 N James Joseph Lahay 1980875 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 07-05-1989 N 09-26-2014 0000094403 LOCATED 07-05-1989 501 NORTH BROADWAY ST. LOUIS MO 63102 07-1989 STIFEL, NICOLAUS & COMPANY, INCORPORATED St. Louis MO 63102 Y Y Managing Director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y 01-25-2023 Sarah Long Compliance Manager LAHAY, JAMES J 1980875 1810401 6M LAHAY, JAMES J 1980875 1810402 6M LAHAY, JAMES J 1980875 1810403 6M