0000094403-23-000021.txt : 20230125 0000094403-23-000021.hdr.sgml : 20230125 20230125155257 ACCESSION NUMBER: 0000094403-23-000021 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 GHAFOORI,MARTIN,J, FILED AS OF DATE: 20230125 DATE AS OF CHANGE: 20230125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 23552456 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Matthew Wilhelm 13143427341 wilhelmm@stifel.com longs@stifel.com fultzrh@stifel.com wilhelmm@stifel.com N 0000094403-22-000051 N Martin J Ghafoori 5017783 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 06-02-2008 N 09-26-2014 0000094403 LOCATED 06-02-2008 501 NORTH BROADWAY ST. LOUIS MO 63102 06-2008 STIFEL, NICOLAUS & COMPANY, INCORPORATED St. Louis MO 63102 Y Y Managing Director 11-2007 06-2008 WACHOVIA CAPITAL MARKETS, LLC St. Louis MO 63103 Y Y Investment Banking 08-2005 11-2007 A. G. EDWARDS & SONS, INC. St. Louis MO 63103 Y Y Investment Banking Analyst 02-2001 08-2005 Ghafoori Mortgage Company St. Charles MO 63301 N N Branch Manager Y 06-2018 Missouri Municipal League's Finance and Taxation Policy Committee 1727 Southridge Drive Jefferson City MO 65109 N N Volunteering time to work with other Municipal Client Leaders to develop The Missouri Municipal Policy for the MML. Member of the League's Finance and Taxation Policy Committee 16 Propose and develop The Missouri Municipal Policy for the League's member municipalities 01-2019 Wentzville School District - Finance Committee 280 Interstate Drive Wentzville MO 63385 N N The WSD Finance Committee is open to members of the community and will cover financial topics. Committee Member 1 Listen to reports from the CFO of the District 07-2012 Wentzville School District Foundation 280 Interstate Drive Wentzville MO 63385 N N The Foundation raises money to support teachers and students in the Wentzville School District. Director 3 Help to raise funds to aid teachers and students in the District. 08-2021 St. Charles County Municipal League - Legislative Committee 5323 Highway N COTTLEVILLE MO 63338 N N St. Charles County Municipal League is comprised of all elected officials of St. Charles County Missouri. Legislative Committee Member 1 Meet with other members three to four times per year and perhaps go to Jefferson City to discuss legislative issues that may impact municipalities. 10-2021 Coalition to Protect Our Community 1385 Motherhead Road St. Charles MO 63304 N N Committee has been formed to monitor, discuss & strategize legislative issues that may impact St. Charles County Municipalities. Committee Member 8 Planning next steps: ie meeting with legislators and preparing and implementing a communication plan to use with all of our legislators from St. Charles County & Jeff City and County residents 02-2022 The BackStoppers Inc. of St. Charles County 10411 Clayton Rd St. Louis MO 63131 N N Helping to raise funds for police and fire entities and furthering Stifel's brand Board Member 2 Assist with fundraising duties and increasing awareness of the organization N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-25-2023 Matthew Wilhelm Compliance Manager