0000094403-23-000021.txt : 20230125
0000094403-23-000021.hdr.sgml : 20230125
20230125155257
ACCESSION NUMBER: 0000094403-23-000021
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
GHAFOORI,MARTIN,J,
FILED AS OF DATE: 20230125
DATE AS OF CHANGE: 20230125
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 23552456
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Matthew Wilhelm
13143427341
wilhelmm@stifel.com
longs@stifel.com
fultzrh@stifel.com
wilhelmm@stifel.com
N
0000094403-22-000051
N
Martin
J
Ghafoori
5017783
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
06-02-2008
N
09-26-2014
0000094403
LOCATED
06-02-2008
501 NORTH BROADWAY
ST. LOUIS
MO
63102
06-2008
STIFEL, NICOLAUS & COMPANY, INCORPORATED
St. Louis
MO
63102
Y
Y
Managing Director
11-2007
06-2008
WACHOVIA CAPITAL MARKETS, LLC
St. Louis
MO
63103
Y
Y
Investment Banking
08-2005
11-2007
A. G. EDWARDS & SONS, INC.
St. Louis
MO
63103
Y
Y
Investment Banking Analyst
02-2001
08-2005
Ghafoori Mortgage Company
St. Charles
MO
63301
N
N
Branch Manager
Y
06-2018
Missouri Municipal League's Finance and Taxation Policy Committee
1727 Southridge Drive
Jefferson City
MO
65109
N
N
Volunteering time to work with other Municipal Client Leaders to develop The Missouri Municipal Policy for the MML.
Member of the League's Finance and Taxation Policy Committee
16
Propose and develop The Missouri Municipal Policy for the League's member municipalities
01-2019
Wentzville School District - Finance Committee
280 Interstate Drive
Wentzville
MO
63385
N
N
The WSD Finance Committee is open to members of the community and will cover financial topics.
Committee Member
1
Listen to reports from the CFO of the District
07-2012
Wentzville School District Foundation
280 Interstate Drive
Wentzville
MO
63385
N
N
The Foundation raises money to support teachers and students in the Wentzville School District.
Director
3
Help to raise funds to aid teachers and students in the District.
08-2021
St. Charles County Municipal League - Legislative Committee
5323 Highway N
COTTLEVILLE
MO
63338
N
N
St. Charles County Municipal League is comprised of all elected officials of St. Charles County Missouri.
Legislative Committee Member
1
Meet with other members three to four times per year and perhaps go to Jefferson City to discuss legislative issues that may impact municipalities.
10-2021
Coalition to Protect Our Community
1385 Motherhead Road
St. Charles
MO
63304
N
N
Committee has been formed to monitor, discuss & strategize legislative issues that may impact St. Charles County Municipalities.
Committee Member
8
Planning next steps: ie meeting with legislators and preparing and implementing a communication plan to use with all of our legislators from St. Charles County & Jeff City and County residents
02-2022
The BackStoppers Inc. of St. Charles County
10411 Clayton Rd
St. Louis
MO
63131
N
N
Helping to raise funds for police and fire entities and furthering Stifel's brand
Board Member
2
Assist with fundraising duties and increasing awareness of the organization
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-25-2023
Matthew Wilhelm
Compliance Manager