0000094403-23-000014.txt : 20230123 0000094403-23-000014.hdr.sgml : 20230123 20230123163920 ACCESSION NUMBER: 0000094403-23-000014 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MONROE,LEWIS,LEON, FILED AS OF DATE: 20230123 DATE AS OF CHANGE: 20230123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 23544919 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Sarah Long 314-342-4550 longs@stifel.com poec@stifel.com wilhelmm@stifel.com longs@stifel.com N 0000094403-21-000125 N LEWIS LEON MONROE 4151466 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 01-02-2015 N 01-02-2015 0000094403 LOCATED 01-02-2015 3630 Peachtree Road NE 4th Floor ATLANTA GA 30326 TREY LEON MONROE 01-2015 STIFEL, NICOLAUS & COMPANY, INCORPORATED ST LOUIS MO 63102 Y Y DIRECTOR 11-1998 01-2015 MERCHANT CAPITAL, LLC MONTGOMERY AL 36117 Y N VICE PRESIDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-23-2023 Sarah Long Compliance Manager