0000094403-23-000007.txt : 20230118
0000094403-23-000007.hdr.sgml : 20230118
20230118075900
ACCESSION NUMBER: 0000094403-23-000007
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
LANAM,ANDREW,STEVEN,
FILED AS OF DATE: 20230117
DATE AS OF CHANGE: 20230118
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 23532947
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Matthew Wilhelm
314-342-7341
wilhelmm@stifel.com
wilhelmm@stifel.com
fultzrh@stifel.com
longs@stifel.com
N
0000094403-22-000047
N
ANDREW
STEVEN
LANAM
6748369
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-17-2019
N
867-01277
LOCATED
SUPERVISED
09-17-2019
412 6TH STREET
COLUMBUS
IN
47201
09-2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
COLUMBUS
IN
47201
Y
Y
Director in Public Finance
01-2017
09-2019
GEORGE K. BAUM & COMPANY
KANSAS CITY
MO
64112
Y
Y
MUNICIPAL INVESTMENT BANKER - FVP
01-2011
01-2017
REEDY FINANCIAL GROUP PC
SEYMOUR
IN
47274
Y
N
MANAGER
01-2006
12-2010
JACKSON COUNTY BANK
SEYMOUR
IN
47274
N
N
COMMERCIAL LOAN OFFICER/FINANCIAL ANALYST
Y
05-2006
Family Real Estate, LLC
Residential
COLUMBUS
IN
47201
N
N
RESIDENTIAL REAL ESTATE RENTALS
MEMBER/PARTNER
10
COORDINATE REPAIRS AND MAINTENANCE AND SIGNING UP NEW TENANTS
07-2016
CPA License
N/A
N/A
IN
47201
N
N
Maintain Active CPA License
CPA
3
PREPARE TAX RETURNS AND KEEP BOOKS/RECONCILIATION FOR A LIMITED NUMBER OF BUSINESSES
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-17-2023
Matthew Wilhelm
Compliance Manager