0000094403-23-000007.txt : 20230118 0000094403-23-000007.hdr.sgml : 20230118 20230118075900 ACCESSION NUMBER: 0000094403-23-000007 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 LANAM,ANDREW,STEVEN, FILED AS OF DATE: 20230117 DATE AS OF CHANGE: 20230118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 23532947 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7341 wilhelmm@stifel.com wilhelmm@stifel.com fultzrh@stifel.com longs@stifel.com N 0000094403-22-000047 N ANDREW STEVEN LANAM 6748369 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-17-2019 N 867-01277 LOCATED SUPERVISED 09-17-2019 412 6TH STREET COLUMBUS IN 47201 09-2019 STIFEL, NICOLAUS & COMPANY, INCORPORATED COLUMBUS IN 47201 Y Y Director in Public Finance 01-2017 09-2019 GEORGE K. BAUM & COMPANY KANSAS CITY MO 64112 Y Y MUNICIPAL INVESTMENT BANKER - FVP 01-2011 01-2017 REEDY FINANCIAL GROUP PC SEYMOUR IN 47274 Y N MANAGER 01-2006 12-2010 JACKSON COUNTY BANK SEYMOUR IN 47274 N N COMMERCIAL LOAN OFFICER/FINANCIAL ANALYST Y 05-2006 Family Real Estate, LLC Residential COLUMBUS IN 47201 N N RESIDENTIAL REAL ESTATE RENTALS MEMBER/PARTNER 10 COORDINATE REPAIRS AND MAINTENANCE AND SIGNING UP NEW TENANTS 07-2016 CPA License N/A N/A IN 47201 N N Maintain Active CPA License CPA 3 PREPARE TAX RETURNS AND KEEP BOOKS/RECONCILIATION FOR A LIMITED NUMBER OF BUSINESSES N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-17-2023 Matthew Wilhelm Compliance Manager