0000094403-23-000006.txt : 20230118 0000094403-23-000006.hdr.sgml : 20230118 20230118075907 ACCESSION NUMBER: 0000094403-23-000006 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 WEISSHAAR,PHILIP,ROBERT, FILED AS OF DATE: 20230117 DATE AS OF CHANGE: 20230118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 23532948 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7341 wilhelmm@stifel.com poec@stifel.com longs@stifel.com wilhelmm@stifel.com N 0000094403-21-000132 N PHILIP ROBERT WEISSHAAR 5802745 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 04-25-2016 Y 867-01277 LOCATED SUPERVISED 04-25-2016 1375 East 9th Street CLEVELAND OH 44114 04-2016 STIFEL, NICOLAUS & COMPANY, INCORPORATED (793) CLEVELAND OH 44114 Y Y PUBLIC FINANCE VICE PRESIDENT 11-2014 02-2016 STIFEL, NICOLAUS & COMPANY, INCORPORATED (793) CLEVELAND OH 44114 Y Y PUBLIC FINANCE ASSOCIATE 06-2010 11-2014 DAVENPORT & COMPANY LLC (1588) RICHMOND VA 23219 Y Y PUBLIC FINANCE ANALYST N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-17-2023 Matthew Wilhelm Compliance Manager