0000094403-23-000006.txt : 20230118
0000094403-23-000006.hdr.sgml : 20230118
20230118075907
ACCESSION NUMBER: 0000094403-23-000006
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
WEISSHAAR,PHILIP,ROBERT,
FILED AS OF DATE: 20230117
DATE AS OF CHANGE: 20230118
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 23532948
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Matthew Wilhelm
314-342-7341
wilhelmm@stifel.com
poec@stifel.com
longs@stifel.com
wilhelmm@stifel.com
N
0000094403-21-000132
N
PHILIP
ROBERT
WEISSHAAR
5802745
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
04-25-2016
Y
867-01277
LOCATED
SUPERVISED
04-25-2016
1375 East 9th Street
CLEVELAND
OH
44114
04-2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (793)
CLEVELAND
OH
44114
Y
Y
PUBLIC FINANCE VICE PRESIDENT
11-2014
02-2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (793)
CLEVELAND
OH
44114
Y
Y
PUBLIC FINANCE ASSOCIATE
06-2010
11-2014
DAVENPORT & COMPANY LLC (1588)
RICHMOND
VA
23219
Y
Y
PUBLIC FINANCE ANALYST
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-17-2023
Matthew Wilhelm
Compliance Manager