0000094403-22-000094.txt : 20220830 0000094403-22-000094.hdr.sgml : 20220830 20220830174434 ACCESSION NUMBER: 0000094403-22-000094 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 RICHTER,LOGAN,EDWARD, FILED AS OF DATE: 20220829 DATE AS OF CHANGE: 20220830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 221215652 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7341 wilhelmm@stifel.com throj@stifel.com poec@stifel.com fultzrh@stifel.com longs@stifel.com N 0000094403-19-000063 N LOGAN EDWARD RICHTER 7056367 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 12-19-2018 N 867-01277 LOCATED SUPERVISED 12-19-2018 250 HIGH STREET 3RD FLOOR COLUMBUS OH 43215 12-2018 STIFEL, NICOLAUS & COMPANY, INCORPORATED COLUMBUS MO 43215 Y Y ANALYST 07-2018 11-2018 ECHO GLOBAL LOGISTIC CHICAGO IL 60654 N N CLIENT SALES REPRESENTATIVE 08-2017 05-2018 MIAMI UNIVSERSITY OXFORD OH 45056 N N FULL TIME STUDENT 05-2013 09-2017 SWIM & RACQUET CLUB COLUMBUS OH 43215 N N LIFEGUARD 05-2017 08-2017 HUNTINGTON NATIONAL BANK COLUMBUS OH 43215 N N INTERN 08-2016 06-2017 MIAMI UNIVSERSITY OXFORD OH 45057 N N FULL TIME STUDENT 05-2016 08-2016 OHIO DEPARTMENT OF PUBLIC SAFETY COLUMBUS OH 43215 N N INTERN 08-2015 06-2016 MIAMI UNIVSERSITY OXFORD OH 45058 N N FULL TIME STUDENT 08-2014 06-2015 MIAMI UNIVSERSITY OXFORD OH 45056 N N FULL TIME STUDENT 08-2007 08-2014 UPPER ARLINGTON CITY SCHOOLS COLUMBUS OH 43215 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-29-2022 Matthew Wilhelm Compliance Manager - Registration