0000094403-22-000094.txt : 20220830
0000094403-22-000094.hdr.sgml : 20220830
20220830174434
ACCESSION NUMBER: 0000094403-22-000094
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
RICHTER,LOGAN,EDWARD,
FILED AS OF DATE: 20220829
DATE AS OF CHANGE: 20220830
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 221215652
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Matthew Wilhelm
314-342-7341
wilhelmm@stifel.com
throj@stifel.com
poec@stifel.com
fultzrh@stifel.com
longs@stifel.com
N
0000094403-19-000063
N
LOGAN
EDWARD
RICHTER
7056367
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
12-19-2018
N
867-01277
LOCATED
SUPERVISED
12-19-2018
250 HIGH STREET
3RD FLOOR
COLUMBUS
OH
43215
12-2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED
COLUMBUS
MO
43215
Y
Y
ANALYST
07-2018
11-2018
ECHO GLOBAL LOGISTIC
CHICAGO
IL
60654
N
N
CLIENT SALES REPRESENTATIVE
08-2017
05-2018
MIAMI UNIVSERSITY
OXFORD
OH
45056
N
N
FULL TIME STUDENT
05-2013
09-2017
SWIM & RACQUET CLUB
COLUMBUS
OH
43215
N
N
LIFEGUARD
05-2017
08-2017
HUNTINGTON NATIONAL BANK
COLUMBUS
OH
43215
N
N
INTERN
08-2016
06-2017
MIAMI UNIVSERSITY
OXFORD
OH
45057
N
N
FULL TIME STUDENT
05-2016
08-2016
OHIO DEPARTMENT OF PUBLIC SAFETY
COLUMBUS
OH
43215
N
N
INTERN
08-2015
06-2016
MIAMI UNIVSERSITY
OXFORD
OH
45058
N
N
FULL TIME STUDENT
08-2014
06-2015
MIAMI UNIVSERSITY
OXFORD
OH
45056
N
N
FULL TIME STUDENT
08-2007
08-2014
UPPER ARLINGTON CITY SCHOOLS
COLUMBUS
OH
43215
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-29-2022
Matthew Wilhelm
Compliance Manager - Registration